KISHORE SEENDRIPU - 23 Jun 2021 Form 4 Insider Report for MAXLINEAR INC (MXL)

Role
Chairman, President and CEO, Director, 10%+ Owner
Signature
/s/ Connie Kwong, as Attorney-in-Fact
Issuer symbol
MXL
Transactions as of
23 Jun 2021
Net transactions value
-$3,295,852
Form type
4
Filing time
25 Jun 2021, 18:41:06 UTC
Previous filing
02 Jun 2021
Next filing
13 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MXL Common Stock Sale $1,252,855 -31,363 -5.7% $39.95 520,067 23 Jun 2021 See footnote F1, F2, F3
transaction MXL Common Stock Sale $1,488,381 -36,355 -7% $40.94 483,712 24 Jun 2021 See footnote F1, F3, F4
transaction MXL Common Stock Sale $554,617 -13,362 -2.8% $41.51 470,350 25 Jun 2021 See footnote F1, F3, F5
holding MXL Common Stock 230,364 23 Jun 2021 Direct
holding MXL Common Stock 410,731 23 Jun 2021 See footnote F6
holding MXL Common Stock 410,731 23 Jun 2021 See footnote F7
holding MXL Common Stock 344,997 23 Jun 2021 See footnote F8
holding MXL Common Stock 344,997 23 Jun 2021 See footnote F9
holding MXL Common Stock 394,891 23 Jun 2021 See footnote F10
holding MXL Common Stock 394,891 23 Jun 2021 See footnoe F11
holding MXL Common Stock 396,526 23 Jun 2021 See footnote F12
holding MXL Common Stock 396,526 23 Jun 2021 See footnote F13
holding MXL Common Stock 18,920 23 Jun 2021 See footnote F14
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
F2 Represents the weighted average share price of an aggregate total of 31,363 shares sold in the price range of $39.19 to $40.05 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
F4 Represents the weighted average share price of an aggregate total of 36,355 shares sold in the price range of $40.50 to $41.39 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5 Represents the weighted average share price of an aggregate total of 13,362 shares sold in the price range of $41.17 to $42.05 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F6 Shares held by the Kishore V. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
F7 Shares held by the Rekha S. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
F8 Shares held by the Kishore V. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
F9 Shares held by the Rekha S. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
F10 Shares held by the Kishore V. Seendripu 2020 Annuity Trust A dated June 1, 2020, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
F11 Shares held by the Rekha S. Seendripu 2020 Annuity Trust A dated June 1, 2020, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
F12 Shares held by the IKS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee.
F13 Shares held by the SS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee.
F14 Shares held by the Seendripu Relatives Trust dated 10/5/09, a trust for the benefit of the Reporting Person's parents and siblings, and for which the Reporting Person serves as trustee.