Key facts
- This page summarizes James Lougheed's Form 4 filing for MAXLINEAR INC (MXL).
- 8 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 07 May 2021, 17:56.
James Lougheed - 05 May 2021 Form 4 Insider Report for MAXLINEAR INC (MXL)
- Reporting relationship
- Vice President, Marketing, High Performance Analog
- Issuer ticker
- MXL
- Reported as of
- 05 May 2021
- Net transaction value
- -$305,423
- SEC form
- 4
- Accepted by SEC
- 07 May 2021, 17:56:14 UTC
- Next SEC filing
- 02 Jun 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Connie Kwong, as Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
James Lougheed filed Form 4 for MAXLINEAR INC (MXL) on 07 May 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$305,423.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
MXL
transaction
Common Stock
Options Exercise
- Transaction value
- $101,485
- Shares
- +4,828
- Change %
- +6.1%
- Price
- $21.02
- Shares after
- 84,535
- Date
- 05 May 2021
- Ownership
- Direct
MXL
transaction
Common Stock
Options Exercise
- Transaction value
- $1,928
- Shares
- +148
- Change %
- +0.18%
- Price
- $13.03
- Shares after
- 84,683
- Date
- 05 May 2021
- Ownership
- Direct
MXL
transaction
Common Stock
Sale
- Transaction value
- $179,136
- Shares
- -4,976
- Change %
- -5.9%
- Price
- $36.00
- Shares after
- 79,707
- Date
- 05 May 2021
- Ownership
- Direct
MXL
transaction
Common Stock
Options Exercise
- Transaction value
- $130,300
- Shares
- +10,000
- Change %
- +13%
- Price
- $13.03
- Shares after
- 89,707
- Date
- 07 May 2021
- Ownership
- Direct
MXL
transaction
Common Stock
Sale
- Transaction value
- $360,000
- Shares
- -10,000
- Change %
- -11%
- Price
- $36.00
- Shares after
- 79,707
- Date
- 07 May 2021
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
MXL
transaction
Derivative
Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -4,828
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 05 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,828
- Exercise price
- $21.02
- Footnotes
- F1
MXL
transaction
Derivative
Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -148
- Change %
- -1.2%
- Price
- $0.000000
- Shares after
- 12,531
- Date
- 05 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 148
- Exercise price
- $13.03
- Footnotes
- F2
MXL
transaction
Derivative
Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -10,000
- Change %
- -80%
- Price
- $0.000000
- Shares after
- 2,531
- Date
- 07 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 10,000
- Exercise price
- $13.03
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Subject to the Reporting Person continuing to provide services to the Company through each applicable vesting date, one-seventeenth (1/17th) of the shares subject to the option vested and became exercisable on May 17, 2017 (the "Vesting Commencement Date), and one seventeenth (1/17th) of the shares subject to the option shall vest and become exercisable each month thereafter on the same day of the month as the Vesting Commencement Date.
Footnote F2
Subject to the Reporting Person continuing to provide services to the Company through each applicable vesting date, the option shall vest as follows: (i) beginning on May 14, 2017 (the "Vesting Commencement Date) and through December 14, 2017, 11.452% of the shares subject to the option vest and become exercisable in equal monthly installments over such period on the same day of the month as the Vesting Commencement Date, (ii) beginning on January 14, 2018 and through December 14, 2018, 28.015% of the shares subject to the option shall vest and become exercisable in equal monthly installments over such period on the same day of the month as the Vesting Commencement Date, and (iii) beginning on January 14, 2019 and through December 14, 2019, 60.533% of the shares subject to the option shall vest and become exercisable in equal monthly installments on the same day of the month as the Vesting Commencement Date.
SEC remarks
Vice President, Marketing, High Performance Analog