Joseph M. Burnett - Mar 6, 2023 Form 4 Insider Report for ClearPoint Neuro, Inc. (CLPT)

Role: CEO and President, Director
Signature: /s/ Richard F. Mattern, by Power of Attorney for Joseph M. Burnett
Stock symbol: CLPT
Transactions as of: Mar 6, 2023
Transactions value $: $0
Form type: 4
Date filed: 3/8/2023, 03:51 PM
Previous filing: Aug 23, 2022
Next filing: Jun 13, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CLPT	Stock Options (right to buy)	Award	$0	+39.5K		$0.00	39.5K	Mar 6, 2023	Common Stock	39.5K	$8.10	Direct	F1
transaction	CLPT	Restricted Stock Units	Award	$0	+119K		$0.00	119K	Mar 6, 2023	Common Stock	119K		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The shares subject to this option vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.
F2	Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.
F3	The restricted stock units vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.