Danilo D'Alessandro - 06 Mar 2023 Form 4 Insider Report for ClearPoint Neuro, Inc. (CLPT)

Signature
/s/ Richard F. Mattern, by Power of Attorney for Danilo D'Alessandro
Issuer symbol
CLPT
Transactions as of
06 Mar 2023
Net transactions value
$0
Form type
4
Filing time
08 Mar 2023, 15:51:19 UTC
Previous filing
30 Jan 2023
Next filing
13 Jun 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLPT Stock Options (right to buy) Award $0 +15,637 $0.000000 15,637 06 Mar 2023 Common Stock 15,637 $8.10 Direct F1
transaction CLPT Restricted Stock Units Award $0 +46,913 $0.000000 46,913 06 Mar 2023 Common Stock 46,913 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares subject to this option vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.
F2 Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.
F3 The restricted stock units vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.