Mazin Sabra - Mar 6, 2023 Form 4 Insider Report for ClearPoint Neuro, Inc. (CLPT)

Role
Chief Operating Officer
Signature
/s/ Richard F. Mattern, by Power of Attorney for Mazin Sabra
Stock symbol
CLPT
Transactions as of
Mar 6, 2023
Transactions value $
$0
Form type
4
Date filed
3/8/2023, 03:51 PM
Previous filing
Oct 11, 2022
Next filing
Jul 5, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLPT Stock Options (right to buy) Award $0 +11.5K $0.00 11.5K Mar 6, 2023 Common Stock 11.5K $8.10 Direct F1
transaction CLPT Restricted Stock Units Award $0 +34.6K $0.00 34.6K Mar 6, 2023 Common Stock 34.6K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares subject to this option vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.
F2 Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.
F3 The restricted stock units vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.