Joseph M. Harvey - 31 Jan 2022 Form 4 Insider Report for COHEN & STEERS, INC. (CNS)

Role
President, Director
Signature
/s/ Brian W. Heller, Attorney-in-Fact
Issuer symbol
CNS
Transactions as of
31 Jan 2022
Net transactions value
-$2,768,111
Form type
4
Filing time
01 Feb 2022, 16:05:21 UTC
Previous filing
02 Dec 2021
Next filing
03 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNS Common Stock Tax liability $2,768,111 -33,898 -2.8% $81.66 1,194,931 31 Jan 2022 Direct F2
transaction CNS Common Stock Award $0 +57,199 +4.8% $0.000000 1,252,130 31 Jan 2022 Direct F3
holding CNS Common Stock 250,000 31 Jan 2022 By LLC F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held in a limited liability company owned by a family trust. Mr. Harvey disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
F2 Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.
F3 Represents restricted stock units ("RSUs") granted by the issuer to the reporting person constituting the portion of the reporting person's 2021 annual incentive performance bonus that was mandatorily deferred by the issuer. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.