Robert Hamilton Steers - May 20, 2020 Form 4 Insider Report for COHEN & STEERS, INC. (CNS)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Brian W. Heller, Attorney-in-Fact
Stock symbol
CNS
Transactions as of
May 20, 2020
Transactions value $
$0
Form type
4
Date filed
12/2/2021, 03:12 PM
Next filing
Jun 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNS Common Stock Will/Inheritance $0 +334 +0.13% $0.00 253K May 20, 2020 Direct
transaction CNS Common Stock Award $0 +2.31K +0.91% $0.00 255K Nov 30, 2021 Direct F1
transaction CNS Common Stock Gift $0 -109K -42.76% $0.00 146K Dec 1, 2021 Direct F2
transaction CNS Common Stock Gift $0 +109K +1.6% $0.00 6.93M Dec 1, 2021 By the Robert H. Steers 2018 Revocable Trust F2, F3
holding CNS Common Stock 3.84M May 20, 2020 By The Hilltop GST Non-Exempt Descendants' Trust F4
holding CNS Common Stock 951K May 20, 2020 By The Sunnyridge GST Exempt Family Trust F5
holding CNS Common Stock 334 May 20, 2020 By the Hamilton-Steers 2017 Trust FB Robert H. Steers F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2021 regular and special dividends and accrued to the reporting person on unvested restricted stock units granted in January 2018, January 2019, January 2020, and January 2021.
F2 Represents a transfer by Mr. Steers to a revocable trust in connection with Mr. Steers' long-term estate planning strategy.
F3 Shares owned by the Robert H. Steers 2018 Revocable Trust. Mr. Steers and a member of his immediate family serve as trustees of the trust. Mr. Steers disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
F4 Shares owned by The Hilltop GST Non-Exempt Descendants' Trust for the benefit of Mr. Steers' family. A member of Mr. Steers' immediate family and an independent third party serve as trustees of the trust. Mr. Steers disclaims beneficial ownership of these shares, and the filing of this Form 4 is not an admission that Mr. Steers is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
F5 Shares owned by The Sunnyridge GST Exempt Family Trust for the benefit of Mr. Steers' family. A member of Mr. Steers' immediate family and an independent third party serve as trustees of the trust. Mr. Steers disclaims beneficial ownership of these shares, and the filing of this Form 4 is not an admission that Mr. Steers is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
F6 Shares owned by the Hamilton-Steers 2017 Trust FB Robert H. Steers, of which Mr. Steers is a beneficiary and trustee.