A. Haag Sherman - 05 Jan 2026 Form 4 Insider Report for Tectonic Financial, Inc. (TECTP)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Sherman A. Haag
Issuer symbol
TECTP
Transactions as of
05 Jan 2026
Net transactions value
-$114,000
Form type
4
Filing time
07 Jan 2026, 21:01:29 UTC
Previous filing
28 Jul 2025
Next filing
19 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
SHERMAN A HAAG Chief Executive Officer, Director, 10%+ Owner 600 TRAVIS STREET, SUITE 5900, HOUSTON /s/ Sherman A. Haag 07 Jan 2026 0001283832

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TECTP Common Stock Sale $114,000 -20,000 -1.2% $5.70 1,719,000 05 Jan 2026 See Footnote F1, F2
holding TECTP Common Stock 370,000 05 Jan 2026 See Footnote F3
holding TECTP Common Stock 12,000 05 Jan 2026 See Footnote F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On or about May 15, 2017, Mr. Sherman granted options to certain individuals to purchase from Mr. Sherman or one of his affiliates up to 25,000 shares of common stock of the Issuer at an exercise price of $5.70. The sale price of the common stock reflects the exercise price of such options.
F2 Shares held by The Sherman 2018 Irrevocable Trust for which the Reporting Person serves as trustee.
F3 Shares held by Sherman Tectonic FLP LP for which the Reporting Person serves as the Chief Executive Officer of the general partner.
F4 Shares held by individual retirement account.