Anthony L. Havens - 16 Jan 2026 Form 4 Insider Report for SPARTA COMMERCIAL SERVICES, INC. (SRCO)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
Anthony L. Havens
Issuer symbol
SRCO
Transactions as of
16 Jan 2026
Net transactions value
+$350,000
Form type
4
Filing time
20 Jan 2026, 16:34:35 UTC
Previous filing
07 Feb 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
HAVENS ANTHONY L Chief Executive Officer, Director, 10%+ Owner 555 FIFTH AVE., 14TH FLOOR, NEW YORK Anthony L. Havens 20 Jan 2026 0001280730

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SRCO Non-Qualified Stock Option Award $350,000 +2,500,000 +28% $0.1400 11,367,908 16 Jan 2026 Common Stock 2,500,000 $0.1400 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1. 833,334 options vest immediately, 833,334 options vest 01/16/2027, and 833,332 options vest 01/16/2028