CHRISTOPHER B. PAISLEY - 08 Jun 2021 Form 4 Insider Report for AMBARELLA INC (AMBA)

Role
Director
Signature
By: /s/ Michael Morehead, Attorney-in-Fact For: Christopher Paisley
Issuer symbol
AMBA
Transactions as of
08 Jun 2021
Net transactions value
-$88,167
Form type
4
Filing time
11 Jun 2021, 09:09:39 UTC
Previous filing
27 May 2021
Next filing
17 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMBA Ordinary Shares Options Exercise $58,380 +1,500 +5.2% $38.92 30,092 08 Jun 2021 Direct
transaction AMBA Ordinary Shares Sale $29,052 -300 -1% $96.84 29,792 08 Jun 2021 Direct F1, F2
transaction AMBA Ordinary Shares Sale $117,495 -1,200 -4% $97.91 28,592 08 Jun 2021 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMBA Non-Qualified Stock Option (right to buy) Options Exercise $0 -1,500 -31% $0.000000 3,305 08 Jun 2021 Ordinary Shares 1,500 $38.92 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan of the Paisley Living Trust adopted on June 22, 2020.
F2 The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $96.53 to $97.18 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
F3 The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $97.55 to $98.54 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
F4 The shares subject to the option vest at a rate of 1/12 per month following the vesting start date of September 8, 2014.