| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| GOODMAN COREY S | Director, 10%+ Owner | C/O VENBIO PARTNERS, LLC, 1700 OWENS STREET, SUITE 595, SAN FRANCISCO | /s/ Shelly Pinto, by power of attorney | 04 Feb 2026 | 0001278411 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ALXO | Common Stock | Purchase | $4,999,999 | +3,184,713 | +60% | $1.57 | 8,453,038 | 02 Feb 2026 | See footnote | F1 |
| holding | ALXO | Common Stock | 3,969,789 | 02 Feb 2026 | See footnote | F2 | |||||
| holding | ALXO | Common Stock | 461,811 | 02 Feb 2026 | See footnote | F3 | |||||
| holding | ALXO | Common Stock | 113,287 | 02 Feb 2026 | See footnote | F4 | |||||
| holding | ALXO | Common Stock | 54,083 | 02 Feb 2026 | See footnote | F5 |
| Id | Content |
|---|---|
| F1 | The shares are held of record by venBio Global Strategic Fund II, L.P. venBio Global Strategic GP II, LP is the sole general partner of venBio Global Strategic Fund II, LP and venBio Global Strategic GP II, Ltd. is the sole general partner of venBio Global Strategic GP II, L.P. The reporting person, a director of venBio Global Strategic GP II, Ltd., disclaims beneficial ownership of such securities, except to the extent of his indirect pecuniary interest therein. |
| F2 | The shares are held of record by venBio Global Strategic Fund, L.P. venBio Global Strategic GP, L.P. is the general partner of venBio Global Strategic Fund, L.P. and venBio Global Strategic GP, Ltd. is the general partner of venBio Global Strategic GP, L.P. The reporting person, a director of venBio Global Strategic GP, Ltd., disclaims beneficial ownership of such securities, except to the extent of his indirect pecuniary interest therein. |
| F3 | The shares are held of record by venBio SPV, LLC, which is wholly-owned by venBio Global Strategic Fund, L.P. The reporting person, a managing director of venBio SPV, LLC, disclaims beneficial ownership of such securities, except to the extent of his indirect pecuniary interest therein. |
| F4 | The shares are held of record by the Goodman Barinaga Trust for which the reporting person serves as trustee. |
| F5 | The shares are held of record by Emaldi Corporation for which the reporting person serves as a director. The reporting person disclaims beneficial ownership of such securities, except to the extent of his indirect pecuniary interest therein. |