Rick Hamilton - 20 Sep 2022 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP, Software and Services
Signature
By: Michelle Rankin For: Rick Hamilton
Issuer symbol
CIEN
Transactions as of
20 Sep 2022
Net transactions value
-$59,653
Form type
4
Filing time
22 Sep 2022, 15:15:20 UTC
Previous filing
23 Jun 2022
Next filing
22 Sep 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability $15,786 -389 -0.57% $40.58 67,868 20 Sep 2022 Direct F1, F2
transaction CIEN Common Stock Tax liability $14,933 -368 -0.54% $40.58 67,500 20 Sep 2022 Direct F2, F3
transaction CIEN Common Stock Tax liability $14,365 -354 -0.52% $40.58 67,146 20 Sep 2022 Direct F2, F4
transaction CIEN Common Stock Tax liability $14,568 -359 -0.53% $40.58 66,787 20 Sep 2022 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019.