Rick Hamilton - Dec 20, 2021 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP, Software and Services
Signature
By: Michelle Rankin For: Rick Hamilton
Stock symbol
CIEN
Transactions as of
Dec 20, 2021
Transactions value $
-$1,184,530
Form type
4
Date filed
12/22/2021, 02:44 PM
Previous filing
Dec 16, 2021
Next filing
Dec 27, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$33.5K -450 -0.42% $74.48 107K Dec 20, 2021 Direct F1, F2
transaction CIEN Common Stock Tax liability -$104K -1.39K -1.3% $74.48 105K Dec 20, 2021 Direct F2, F3
transaction CIEN Common Stock Tax liability -$161K -2.16K -2.05% $74.48 103K Dec 20, 2021 Direct F2, F3
transaction CIEN Common Stock Tax liability -$58.3K -783 -0.76% $74.48 103K Dec 20, 2021 Direct F2, F4
transaction CIEN Common Stock Tax liability -$44.2K -593 -0.58% $74.48 102K Dec 20, 2021 Direct F2, F5
transaction CIEN Common Stock Tax liability -$565K -7.58K -7.44% $74.48 94.4K Dec 20, 2021 Direct F2, F6
transaction CIEN Common Stock Tax liability -$40.7K -547 -0.58% $74.48 93.8K Dec 20, 2021 Direct F2, F7
transaction CIEN Common Stock Tax liability -$59.6K -800 -0.85% $74.48 93K Dec 20, 2021 Direct F2, F8
transaction CIEN Common Stock Tax liability -$119K -1.6K -1.72% $74.48 91.4K Dec 20, 2021 Direct F2, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/14/2017.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018.
F6 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/18/2018. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021.
F7 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019.
F8 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/18/2020.