Rick Hamilton - 20 Jun 2021 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP, Software and Services
Signature
By: Michelle Rankin For: Rick Hamilton
Issuer symbol
CIEN
Transactions as of
20 Jun 2021
Net transactions value
-$87,426
Form type
4
Filing time
22 Jun 2021, 12:42:46 UTC
Next filing
23 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability $21,842 -389 -0.56% $56.15 69,258 20 Jun 2021 Direct F1, F2
transaction CIEN Common Stock Tax liability $20,158 -359 -0.52% $56.15 68,899 20 Jun 2021 Direct F2, F3
transaction CIEN Common Stock Tax liability $16,564 -295 -0.43% $56.15 68,604 20 Jun 2021 Direct F2, F4
transaction CIEN Common Stock Tax liability $28,861 -514 -0.75% $56.15 68,090 20 Jun 2021 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.