Rick Hamilton - Jun 20, 2021 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP, Software and Services
Signature
By: Michelle Rankin For: Rick Hamilton
Stock symbol
CIEN
Transactions as of
Jun 20, 2021
Transactions value $
-$87,426
Form type
4
Date filed
6/22/2021, 12:42 PM
Next filing
Jun 23, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$21.8K -389 -0.56% $56.15 69.3K Jun 20, 2021 Direct F1, F2
transaction CIEN Common Stock Tax liability -$20.2K -359 -0.52% $56.15 68.9K Jun 20, 2021 Direct F2, F3
transaction CIEN Common Stock Tax liability -$16.6K -295 -0.43% $56.15 68.6K Jun 20, 2021 Direct F2, F4
transaction CIEN Common Stock Tax liability -$28.9K -514 -0.75% $56.15 68.1K Jun 20, 2021 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2018.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2019.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2020.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/14/2017.