Michael B. Clement - 11 Jun 2025 Form 4 Insider Report for NEW YORK MORTGAGE TRUST, INC. (NYMT)

Role: Director
Signature: /s/ Kristine R. Nario-Eng, as attorney-in-fact
Issuer symbol: NYMT
Transactions as of: 11 Jun 2025
Net transactions value: $0
Form type: 4
Filing time: 13 Jun 2025, 16:03:41 UTC
Previous filing: 26 Aug 2024
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Clement Michael B.	Director	C/O NEW YORK MORTGAGE TRUST, INC, 90 PARK AVENUE, NEW YORK	/s/ Kristine R. Nario-Eng, as attorney-in-fact	13 Jun 2025	0001677585

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NYMT	Common Stock, par value $0.01 per share	Options Exercise		+18,462	+29%		82,631	11 Jun 2025	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	NYMT	Deferred Stock Units	Options Exercise	$0	-18,462	-100%	$0.000000	0	11 Jun 2025	Common Stock, par value $0.01 per share	18,462	$0.000000	Direct	F1
transaction	NYMT	Deferred Stock Units	Award	$0	+18,678		$0.000000	18,678	12 Jun 2025	Common Stock, par value $0.01 per share	18,678	$0.000000	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents deferred stock units ("DSUs") granted on August 22, 2024 pursuant to the New York Mortgage Trust, Inc. 2017 Equity Incentive Plan, as amended from time to time (the "Plan"). The DSUs vested on June 11, 2025, the day preceding the date of the Issuer's 2025 annual meeting of stockholders.
F2	Represents an award of DSUs granted to the Reporting Person pursuant to the Plan that may be settled only for shares of common stock on a one-for-one basis. The DSUs will vest on the day immediately preceding the date of the Issuer's annual meeting of stockholders that occurs in the calendar year immediately following the calendar year in which the date of grant occurs, so long as the Reporting Person continuously provides services to the Issuer through such vesting date.

Content

Represents deferred stock units ("DSUs") granted on August 22, 2024 pursuant to the New York Mortgage Trust, Inc. 2017 Equity Incentive Plan, as amended from time to time (the "Plan"). The DSUs vested on June 11, 2025, the day preceding the date of the Issuer's 2025 annual meeting of stockholders.

Represents an award of DSUs granted to the Reporting Person pursuant to the Plan that may be settled only for shares of common stock on a one-for-one basis. The DSUs will vest on the day immediately preceding the date of the Issuer's annual meeting of stockholders that occurs in the calendar year immediately following the calendar year in which the date of grant occurs, so long as the Reporting Person continuously provides services to the Issuer through such vesting date.