Steven R. Mumma - 12 Jun 2025 Form 4 Insider Report for NEW YORK MORTGAGE TRUST, INC. (NYMT)

Role: Director
Signature: /s/ Kristine R. Nario-Eng, as attorney-in-fact
Issuer symbol: NYMT
Transactions as of: 12 Jun 2025
Transactions value $: $0
Form type: 4
Date filed: 13 Jun 2025, 16:03
Previous filing: 29 Jan 2025
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Mumma Steven R	Director	C/O NEW YORK MORTGAGE TRUST, INC., 90 PARK AVENUE, NEW YORK	/s/ Kristine R. Nario-Eng, as attorney-in-fact	2025-06-13	0001294797

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	NYMT	Deferred Stock Units	Award	$0	+18.7K	+101.17%	$0.00	37.1K	12 Jun 2025	Common Stock, par value $0.01 per share	18.7K	$0.00	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents an award of deferred stock units ("DSUs") granted to the Reporting Person pursuant to the New York Mortgage Trust, Inc. 2017 Equity Incentive Plan, as amended from time to time (the "Plan"), that may be settled only for shares of common stock on a one-for-one basis. The DSUs will vest on the day immediately preceding the date of the Issuer's annual meeting of stockholders that occurs in the calendar year immediately following the calendar year in which the date of grant occurs, so long as the Reporting Person continuously provides services to the Issuer through such vesting date. Pursuant to the Reporting Person's election under the award agreement, settlement of the vested DSUs has been deferred until the date of a Change in Control (as defined in the Plan).

Content

Represents an award of deferred stock units ("DSUs") granted to the Reporting Person pursuant to the New York Mortgage Trust, Inc. 2017 Equity Incentive Plan, as amended from time to time (the "Plan"), that may be settled only for shares of common stock on a one-for-one basis. The DSUs will vest on the day immediately preceding the date of the Issuer's annual meeting of stockholders that occurs in the calendar year immediately following the calendar year in which the date of grant occurs, so long as the Reporting Person continuously provides services to the Issuer through such vesting date. Pursuant to the Reporting Person's election under the award agreement, settlement of the vested DSUs has been deferred until the date of a Change in Control (as defined in the Plan).