Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | NYMT | Common Stock, par value $0.01 per share | Options Exercise | $0 | +32.1K | +1.85% | $0.00 | 1.77M | Jan 1, 2023 | Direct | F1, F2 |
transaction | NYMT | Common Stock, par value $0.01 per share | Tax liability | -$34.4K | -13.4K | -0.76% | $2.56 | 1.76M | Jan 1, 2023 | Direct | F3 |
transaction | NYMT | Common Stock, par value $0.01 per share | Options Exercise | $0 | +54.2K | +3.08% | $0.00 | 1.81M | Jan 1, 2023 | Direct | F2, F4 |
transaction | NYMT | Common Stock, par value $0.01 per share | Tax liability | -$53.8K | -21K | -1.16% | $2.56 | 1.79M | Jan 1, 2023 | Direct | F5 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | NYMT | Restricted Stock Units | Options Exercise | $0 | -32.1K | -22.85% | $0.00 | 108K | Jan 1, 2023 | Common Stock, par value $0.01 per share | 32.1K | Direct | F2, F6 | |
transaction | NYMT | Restricted Stock Units | Options Exercise | $0 | -54.2K | -50% | $0.00 | 54.2K | Jan 1, 2023 | Common Stock, par value $0.01 per share | 54.2K | Direct | F2, F7 |
Id | Content |
---|---|
F1 | Shares acquired pursuant to the settlement of restricted stock units ("RSUs") granted to the Reporting Person in January 2020. |
F2 | Each RSU is the economic equivalent of one share of common stock of New York Mortgage Trust ("NYMT"). Each RSU was settled in one share of common stock of NYMT. |
F3 | Surrendered to satisfy tax liability incident to the settlement of RSUs described in Note 1 above. |
F4 | Shares acquired pursuant to the settlement of RSUs granted to the Reporting Person in January 2021. |
F5 | Surrendered to satisfy tax liability incident to the settlement of RSUs described in Note 4 above. |
F6 | On January 1, 2020, the Reporting Person was granted 96,308 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. |
F7 | On January 27, 2021, the Reporting Person was granted 162,202 RSUs, vesting in three equal annual installments beginning on January 1, 2022. |