Nicholas Mah - 01 Jan 2023 Form 3 Insider Report for NEW YORK MORTGAGE TRUST INC (NYMT)

Role
President
Signature
/s/ Kristine R. Nario-Eng, as attorney-in-fact
Issuer symbol
NYMT
Transactions as of
01 Jan 2023
Net transactions value
$0
Form type
3
Filing time
03 Jan 2023, 16:56:47 UTC
Next filing
31 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NYMT Common Stock, par value $0.01 per share 517,189 01 Jan 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NYMT Restricted Stock Units 01 Jan 2023 Common Stock, par value $0.01 per share 167,663 $0.000000 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of New York Mortgage Trust ("NYMT"). Each RSU is settled in one share of common stock of NYMT upon vesting and vests in three equal annual installments beginning on the first anniversary of the grant date. 77,815 RSUs will vest on January 1, 2023, 59,980 RSUs will vest on January 1, 2024 and 29,868 RSUs will vest on January 1, 2025.

Remarks:

Exhibit List: Exhibit 24.1 - Power of Attorney