Tracy K. Lorenz - May 24, 2024 Form 4 Insider Report for UNIVERSAL TECHNICAL INSTITUTE INC (UTI)

Role
UTI Division President
Signature
/s/ Tracy K. Lorenz, by Christopher Kevane, as Attorney-in-Fact
Stock symbol
UTI
Transactions as of
May 24, 2024
Transactions value $
-$33,964
Form type
4
Date filed
5/29/2024, 03:29 PM
Previous filing
Dec 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UTI Common Stock, $0.0001 par value Options Exercise $0 +5.35K $0.00 5.35K May 24, 2024 Direct F1
transaction UTI Common Stock, $0.0001 par value Tax liability -$34K -2.22K -41.45% $15.32 3.13K May 24, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UTI Restricted Stock Units Options Exercise $0 -5.35K -23.56% $0.00 17.4K May 24, 2024 Common Stock, $0.0001 par value 5.35K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.
F2 Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 05/25/2023.
F3 Vesting of restricted stock units granted on 05/24/2023.