Kevin Prehn - 15 Feb 2024 Form 4/A Insider Report for UNIVERSAL TECHNICAL INSTITUTE INC (UTI)

Role: Concorde Division President
Signature: /s/ Christopher Kevane, attorney-in-fact for Kevin Prehn
Issuer symbol: UTI
Transactions as of: 15 Feb 2024
Net transactions value: +$8,886
Form type: 4/A
Filing time: 16 Feb 2024, 16:52:42 UTC
Date Of Original Report: 13 Dec 2023
Previous filing: 13 Dec 2023
Next filing: 10 Dec 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	UTI	Common Stock, $0.0001 par value	Options Exercise	$13,781	+1,160		$11.88	1,160	15 Feb 2024	Direct
transaction	UTI	Common Stock, $0.0001 par value	Tax liability	$4,895	-412	-36%	$11.88	748	15 Feb 2024	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	UTI	Restricted Stock Units	Options Exercise	$0	-1,160	-33%	$0.000000	2,322	15 Feb 2024	Common Stock, $0.0001 par value	1,160		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/8/2022.
F2	Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.
F3	The restricted stock units vest in three equal annual installments beginning on December 8, 2023.