Kevin Prehn - Feb 15, 2024 Form 4/A Insider Report for UNIVERSAL TECHNICAL INSTITUTE INC (UTI)

Role
Concorde Division President
Signature
/s/ Christopher Kevane, attorney-in-fact for Kevin Prehn
Stock symbol
UTI
Transactions as of
Feb 15, 2024
Transactions value $
$8,886
Form type
4/A
Date filed
2/16/2024, 04:52 PM
Date Of Original Report
Dec 13, 2023
Previous filing
Dec 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UTI Common Stock, $0.0001 par value Options Exercise $13.8K +1.16K $11.88 1.16K Feb 15, 2024 Direct
transaction UTI Common Stock, $0.0001 par value Tax liability -$4.89K -412 -35.52% $11.88 748 Feb 15, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UTI Restricted Stock Units Options Exercise $0 -1.16K -33.31% $0.00 2.32K Feb 15, 2024 Common Stock, $0.0001 par value 1.16K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/8/2022.
F2 Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.
F3 The restricted stock units vest in three equal annual installments beginning on December 8, 2023.