Key facts
- This page summarizes Christopher E. Kevane's Form 4 filing for UNIVERSAL TECHNICAL INSTITUTE INC (UTI).
- 11 reported transactions and 5 derivative rows are listed below.
- Accepted by SEC: 13 Dec 2023, 09:16.
Christopher E. Kevane - 08 Dec 2023 Form 4 Insider Report for UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
- Reporting relationship
- SVP Chief Legal Officer
- Issuer ticker
- UTI
- Reported as of
- 08 Dec 2023
- Net transaction value
- -$73,407
- SEC form
- 4
- Accepted by SEC
- 13 Dec 2023, 09:16:56 UTC
- Prior SEC filing
- 06 Mar 2023
- Next SEC filing
- 18 Dec 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Christopher E. Kevane
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Christopher E. Kevane filed Form 4 for UNIVERSAL TECHNICAL INSTITUTE INC (UTI) on 13 Dec 2023.
Change
- Previous filing in this sequence was filed on 06 Mar 2023.
- Current net transaction value: -$73,407.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
UTI
transaction
Common Stock, $0.0001 par value
Options Exercise
- Transaction value
- Shares
- +6,460
- Change %
- +29%
- Price
- Shares after
- 28,378
- Date
- 08 Dec 2023
- Ownership
- Direct
- Footnotes
- F1
UTI
transaction
Common Stock, $0.0001 par value
Tax liability
- Transaction value
- $21,384
- Shares
- -1,800
- Change %
- -6.3%
- Price
- $11.88
- Shares after
- 26,578
- Date
- 08 Dec 2023
- Ownership
- Direct
- Footnotes
- F2
UTI
transaction
Common Stock, $0.0001 par value
Options Exercise
- Transaction value
- Shares
- +8,460
- Change %
- +32%
- Price
- Shares after
- 35,038
- Date
- 08 Dec 2023
- Ownership
- Direct
- Footnotes
- F1
UTI
transaction
Common Stock, $0.0001 par value
Tax liability
- Transaction value
- $28,001
- Shares
- -2,357
- Change %
- -6.7%
- Price
- $11.88
- Shares after
- 32,681
- Date
- 08 Dec 2023
- Ownership
- Direct
- Footnotes
- F3
UTI
transaction
Common Stock, $0.0001 par value
Options Exercise
- Transaction value
- Shares
- +7,260
- Change %
- +22%
- Price
- Shares after
- 39,941
- Date
- 10 Dec 2023
- Ownership
- Direct
- Footnotes
- F1
UTI
transaction
Common Stock, $0.0001 par value
Tax liability
- Transaction value
- $24,021
- Shares
- -2,022
- Change %
- -5.1%
- Price
- $11.88
- Shares after
- 37,919
- Date
- 10 Dec 2023
- Ownership
- Direct
- Footnotes
- F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
UTI
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -6,460
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 6,460
- Date
- 08 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock, $0.0001 par value
- Underlying amount
- 6,460
- Exercise price
- Footnotes
- F1, F5
UTI
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -8,460
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 16,921
- Date
- 08 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock, $0.0001 par value
- Underlying amount
- 8,460
- Exercise price
- Footnotes
- F1, F6
UTI
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +17,790
- Change %
- Price
- $0.000000
- Shares after
- 17,790
- Date
- 08 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock, $0.0001 par value
- Underlying amount
- 17,790
- Exercise price
- Footnotes
- F7
UTI
transaction
Derivative
Performance Units
Award
- Transaction value
- $0
- Shares
- +33,357
- Change %
- Price
- $0.000000
- Shares after
- 33,357
- Date
- 08 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock, $0.0001 par value
- Underlying amount
- 33,357
- Exercise price
- Footnotes
- F8
UTI
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -7,260
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 10 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock, $0.0001 par value
- Underlying amount
- 7,260
- Exercise price
- Footnotes
- F1, F9
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 9 footnotes
Footnote F1
Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.
Footnote F2
Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/08/2021.
Footnote F3
Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/8/2022.
Footnote F4
Shares withheld to satisfy tax liability for the vesting of performance units granted on 12/10/2020.
Footnote F5
Share of Common Stock received from vesting of restricted stock units granted on 12/08/2021.
Footnote F6
Vesting of restricted stock units granted on 12/08/2022.
Footnote F7
The restricted stock units vest in three equal installments beginning on December 8, 2024.
Footnote F8
Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026.
Footnote F9
Shares of Common Stock received from vesting of performance units granted on 12/10/2020.