Lori B. Smith - Dec 8, 2022 Form 4/A - Amendment Insider Report for UNIVERSAL TECHNICAL INSTITUTE INC (UTI)

Role
SVP Chief Information Officer
Signature
/s/ Christopher Kevane, attorney-in-fact for Lori B. Smith
Stock symbol
UTI
Transactions as of
Dec 8, 2022
Transactions value $
-$9,649
Form type
4/A - Amendment
Date filed
1/10/2023, 06:29 PM
Date Of Original Report
Dec 12, 2022
Previous filing
Jan 24, 2022
Next filing
Dec 13, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UTI Common Stock, $0.0001 par value Options Exercise $0 +4.7K +16.35% $0.00 33.4K Dec 8, 2022 Direct F1, F2
transaction UTI Common Stock, $0.0001 par value Tax liability -$9.65K -1.34K -4.02% $7.19 32.1K Dec 8, 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UTI Restricted Stock Units Options Exercise $0 -4.7K -33.33% $0.00 9.4K Dec 8, 2022 Common Stock, $0.0001 par value 4.7K Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Share of Common Stock received from vesting of restricted stock units granted on 12/08/2021.
F2 Each restricted stock unit represents a contingent right to receive one share of Common Stock.
F3 Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/08/2021.
F4 The restricted stock units vest in three equal annual installments beginning on December 8, 2022.