Sonia Claire Mason - Sep 17, 2021 Form 4 Insider Report for UNIVERSAL TECHNICAL INSTITUTE INC (UTI)

Role
Chief Human Resources Officer
Signature
/s/ Sonia Claire Mason
Stock symbol
UTI
Transactions as of
Sep 17, 2021
Transactions value $
-$3,680
Form type
4
Date filed
9/20/2021, 07:00 PM
Next filing
Dec 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UTI Common Stock, $0.0001 par value Options Exercise $0 +1.92K $0.00 1.92K Sep 17, 2021 Direct F1, F2
transaction UTI Common Stock, $0.0001 par value Tax liability -$3.68K -531 -27.69% $6.93 1.39K Sep 17, 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UTI Restricted Stock Units Options Exercise $0 -1.92K -9.74% $0.00 17.8K Sep 17, 2021 Common Stock, $0.0001 par value 1.92K Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Common Stock received from vesting of restricted stock units granted on 9/15/2020.
F2 Each restricted stock unit represents a contingent right to receive one share of Common Stock.
F3 Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 9/15/2020.
F4 The restricted stock units vest in three equal annual installments beginning on 9/15/2021.