Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | DOCU | Common Stock | Sale | -$331K | -6.05K | -5.14% | $54.75 | 112K | Aug 1, 2024 | Direct | F1, F2 |
transaction | DOCU | Common Stock | Sale | -$92.7K | -1.67K | -1.5% | $55.41 | 110K | Aug 1, 2024 | Direct | F1, F3 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Id | Content |
---|---|
F1 | The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. |
F2 | The shares were sold at prices ranging from $54.22 to $55.11. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
F3 | The shares were sold at prices ranging from $55.22 to $55.45. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |