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Signature
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/s/ Lisa Yun, Attorney-in-fact
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Stock symbol
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DOCU
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Transactions as of
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Mar 15, 2024
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Transactions value $
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-$861,560
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Form type
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4
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Date filed
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3/19/2024, 07:48 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
DOCU |
Common Stock |
Options Exercise |
$0 |
+29.4K |
+535.6% |
$0.00 |
34.8K |
Mar 15, 2024 |
Direct |
|
transaction |
DOCU |
Common Stock |
Tax liability |
$0 |
-10.8K |
-30.9% |
$0.00 |
24.1K |
Mar 15, 2024 |
Direct |
F1 |
transaction |
DOCU |
Common Stock |
Sale |
-$856K |
-15K |
-62.36% |
$57.02 |
9.06K |
Mar 19, 2024 |
Direct |
F2, F3 |
transaction |
DOCU |
Common Stock |
Sale |
-$5.75K |
-100 |
-1.1% |
$57.47 |
8.96K |
Mar 19, 2024 |
Direct |
F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
DOCU |
Restricted Stock Units |
Options Exercise |
$0 |
-24.4K |
-10% |
$0.00 |
220K |
Mar 15, 2024 |
Common Stock |
24.4K |
|
Direct |
F4, F5, F6 |
transaction |
DOCU |
Restricted Stock Units |
Options Exercise |
$0 |
-4.92K |
-7.14% |
$0.00 |
64K |
Mar 15, 2024 |
Common Stock |
4.92K |
|
Direct |
F4, F6, F7 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: