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Signature
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/s/ Lisa Yun, Attorney-in-fact
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Stock symbol
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DOCU
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Transactions as of
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Feb 29, 2024
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Transactions value $
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-$26,442
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Form type
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4
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Date filed
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3/1/2024, 05:24 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
DOCU |
Common Stock |
Options Exercise |
$0 |
+997 |
+17.58% |
$0.00 |
6.67K |
Feb 29, 2024 |
Direct |
|
| transaction |
DOCU |
Common Stock |
Sale |
-$26.4K |
-499 |
-7.48% |
$52.99 |
6.17K |
Feb 29, 2024 |
Direct |
F1 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
DOCU |
Restricted Stock Units |
Options Exercise |
$0 |
-997 |
-49.97% |
$0.00 |
998 |
Feb 29, 2024 |
Common Stock |
997 |
|
Direct |
F2, F3, F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: