DAVID A. GARRISON - 30 Jan 2024 Form 4 Insider Report for HARTE HANKS INC (HHS)

Signature
/s/ Robert Wyman, Attorney-in-fact for David A Garrison
Issuer symbol
HHS
Transactions as of
30 Jan 2024
Net transactions value
+$500,004
Form type
4
Filing time
01 Feb 2024, 15:41:32 UTC
Previous filing
17 Nov 2023
Next filing
13 May 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HHS Option to buy Common Shares Award $500,004 +64,600 $7.74 64,600 30 Jan 2024 Common Stock 64,600 $7.74 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 1/3 of options vests annually on January 29, beginning in 2025 and ending in 2027.