Kenneth T. Sim - 04 Nov 2021 Form 4 Insider Report for Apollo Medical Holdings, Inc. (AMEH)

Role
Executive Chairman, Director
Signature
/s/ Kenneth T. Sim
Issuer symbol
AMEH
Transactions as of
04 Nov 2021
Transactions value $
$0
Form type
4
Filing time
30 Dec 2021, 17:49:31 UTC
Previous filing
04 Nov 2021
Next filing
02 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMEH Common Stock Gift $0 -231K -36.71% $0.00 398K 04 Nov 2021 By Kenneth T & Simone S Sim Family Trust F1, F2, F5
holding AMEH Common Stock 192K 04 Nov 2021 Direct
holding AMEH Common Stock 43K 04 Nov 2021 By Kenneth T. Sim Pension Plan Trust F3
holding AMEH Common Stock 565K 04 Nov 2021 By grantor retained annuity trust F4
holding AMEH Common Stock 231K 04 Nov 2021 By grantor retained annuity trust F5
holding AMEH Common Stock 565K 04 Nov 2021 By wife F6
holding AMEH Common Stock 10.9M 04 Nov 2021 By Allied Physicians of California, a Professional Medical Corporation F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 4, 2021, the Kenneth T & Simone S Sim Family Trust gifted 230,688 shares of AMEH common stock to a grantor retained annuity trust for the benefit of the Reporting Person's wife, who shares his household, and his children. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F2 These securities are held by the Kenneth T & Simone S Sim Family Trust U/A dated 11/07/2013. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F3 These securities are held by the Kenneth T. Sim Pension Plan Trust U.A. dated 12/18/2007. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F4 These securities are held by a grantor retained annuity trust for the benefit of the Reporting Person and his children. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F5 On November 4, 2021, the Kenneth T & Simone S Sim Family Trust contributed 230,688 shares of AMEH common stock to a grantor retained annuity trust for the benefit of the Reporting Person and his children. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F6 These securities are beneficially owned by the Reporting Person's spouse as separate property. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F7 These securities are beneficially owned by Allied Physicians of California, A Professional Medical Corporation, of which the Reporting Person is a director, officer and shareholder. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.