Sim Kenneth T. - 04 Nov 2021 Form 4 Insider Report for Apollo Medical Holdings, Inc. (ASTH)

Role: Executive Chairman, Director
Signature: /s/ Kenneth T. Sim
Issuer symbol: ASTH
Transactions as of: 04 Nov 2021
Net transactions value: $0
Form type: 4
Filing time: 30 Dec 2021, 17:49:31 UTC
Previous filing: 04 Nov 2021
Next filing: 02 Dec 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AMEH	Common Stock	Gift	$0	-230,688	-37%	$0.000000	397,724	04 Nov 2021	By Kenneth T & Simone S Sim Family Trust	F1, F2, F5
holding	AMEH	Common Stock						191,827	04 Nov 2021	Direct
holding	AMEH	Common Stock						42,996	04 Nov 2021	By Kenneth T. Sim Pension Plan Trust	F3
holding	AMEH	Common Stock						564,706	04 Nov 2021	By grantor retained annuity trust	F4
holding	AMEH	Common Stock						230,688	04 Nov 2021	By grantor retained annuity trust	F5
holding	AMEH	Common Stock						564,706	04 Nov 2021	By wife	F6
holding	AMEH	Common Stock						10,925,702	04 Nov 2021	By Allied Physicians of California, a Professional Medical Corporation	F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On November 4, 2021, the Kenneth T & Simone S Sim Family Trust gifted 230,688 shares of AMEH common stock to a grantor retained annuity trust for the benefit of the Reporting Person's wife, who shares his household, and his children. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F2	These securities are held by the Kenneth T & Simone S Sim Family Trust U/A dated 11/07/2013. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F3	These securities are held by the Kenneth T. Sim Pension Plan Trust U.A. dated 12/18/2007. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F4	These securities are held by a grantor retained annuity trust for the benefit of the Reporting Person and his children. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F5	On November 4, 2021, the Kenneth T & Simone S Sim Family Trust contributed 230,688 shares of AMEH common stock to a grantor retained annuity trust for the benefit of the Reporting Person and his children. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F6	These securities are beneficially owned by the Reporting Person's spouse as separate property. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F7	These securities are beneficially owned by Allied Physicians of California, A Professional Medical Corporation, of which the Reporting Person is a director, officer and shareholder. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.