Jeanne M. Lyons - 13 Aug 2021 Form 4 Insider Report for GENCOR INDUSTRIES INC (GENC)

Role
Secretary
Signature
Eric Mellen
Issuer symbol
GENC
Transactions as of
13 Aug 2021
Net transactions value
$0
Form type
4
Filing time
17 Aug 2021, 15:09:48 UTC
Next filing
07 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GENC Common Stock Options Exercise $23,067 +4,500 +37500% $5.13 4,512 13 Aug 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GENC Stock Options (right to buy) Options Exercise $23,067 -4,500 -100% $5.13 0 13 Aug 2021 Common Stock 4,500 $5.13 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options exercised were granted on Oct 1, 2011 and vested in equal annual installments: Oct 1, 2012, Oct 1, 2013, Oct 1, 2014 and Oct 1, 2015.