MARK S. BRODY - 27 Jan 2026 Form 4 Insider Report for UNITY BANCORP INC /NJ/ (UNTY)

Role
Director
Signature
Dr. Mark Brody, POA Amanda Roche, FVP/Controller
Issuer symbol
UNTY
Transactions as of
27 Jan 2026
Net transactions value
$0
Form type
4
Filing time
28 Jan 2026, 17:10:17 UTC
Previous filing
03 Feb 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
BRODY MARK S Director C/O UNITY BANK, 64 OLD HIGHWAY 22, CLINTON Dr. Mark Brody, POA Amanda Roche, FVP/Controller 28 Jan 2026 0001248813

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNTY Restricted Stock Award $0 +1,200 +43% $0.000000 4,000 27 Jan 2026 Direct F1, F2
holding UNTY Common Stock 113,854 27 Jan 2026 Direct F3
holding UNTY Common Stock 145,490 27 Jan 2026 Financial Planning Analysts Dispostive Shares F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding UNTY Stock Option (Right to Buy) 18,400 27 Jan 2026 Common Stock Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1,200 restricted shares were granted on 1/27/2026 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 300 shares on 1/27/2027, 300 shares on 1/27/2028, 300 shares on 1/27/2029, and 300 shares on 1/27/2030.
F2 4,000 shares are held in an account at Computershare which have upcoming vesting dates.
F3 A total of 113,854 shares are beneficially owned by Dr. Mark Brody; 73,694 are held jointly with his spouse, 13,436 are held at Fidelity, 26,604 are held in an account at Shareworks, and 120 are held in an account at Computershare.
F4 Shares are held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority but has dispositive power.
F5 18,400 stock options were granted under various dates and vesting periods of which all are currently exercisable.

Remarks:

Total Beneficial Ownership: 281,744