| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ALK | COMMON STOCK | +Options Exercise | $0 | +6,570 | +7.02% | $0.00 | 100,222 | Nov 5, 2021 | Direct | |
| transaction | ALK | COMMON STOCK | -Tax liability | -$153,479 | -2,586 | -2.58% | $59.35 | 97,636 | Nov 5, 2021 | Direct | F3, F4 |
| holding | ALK | COMMON STOCK 401(K) | 15,473 | Nov 5, 2021 | ESOP TRUST | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ALK | RESTRICTED STOCK UNITS | -Options Exercise | $0 | -6,570 | -33.33% | $0.00 | 13,140 | Nov 5, 2021 | COMMON STOCK | 6,570 | $0.00 | Direct | F2 |
| Id | Content |
|---|---|
| F1 | COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST, AS OF 12/31/2020. |
| F2 | RESTRICTED STOCK UNITS VEST ANNUALLY IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS. |
| F3 | SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 11/05/2021. |
| F4 | PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES. |