Kyle B. Levine - Apr 30, 2021 Form 4 Insider Report for ALASKA AIR GROUP, INC. (ALK)

Role
SR VP LEGAL
Signature
/S/JEANNE E. GAMMON, ATTORNEY IN FACT FOR KYLE B. LEVINE
Stock symbol
ALK
Transactions as of
Apr 30, 2021
Transactions value $
-$10,718
Form type
4
Date filed
11/8/2021, 04:42 PM
Next filing
Feb 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction ALK COMMON STOCK Award $1.61K +50 +0.65% $32.21 7.75K Apr 30, 2021 Direct F1
transaction ALK COMMON STOCK Award $1.97K +44 +0.57% $44.88 7.79K Oct 31, 2021 Direct F2
transaction ALK COMMON STOCK Options Exercise $0 +986 +12.65% $0.00 8.78K Nov 5, 2021 Direct
transaction ALK COMMON STOCK Tax liability -$14.3K -241 -2.75% $59.35 8.54K Nov 5, 2021 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALK RESTRICTED STOCK UNITS Options Exercise $0 -986 -33.31% $0.00 1.97K Nov 5, 2021 COMMON STOCK 986 $0.00 Direct F5

Explanation of Responses:

Id Content
F1 SHARES ACQUIRED UNDER THE ALASKA AIR GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN IN TRANSACTIONS THAT WERE EXEMPT UNDER BOTH RULE 16b-3(d) and RULE 16b-3(c).
F2 SHARES ACQUIRED UNDER THE ALASKA AIR GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN IN TRANSACTIONS THAT WERE EXEMPT UNDER BOTH RULE 16b-3(d) and RULE 16b-3(c).
F3 SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 11/05/2021.
F4 PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.
F5 RESTRICTED STOCK UNITS VEST ANNUALLY IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.