Brian A. Kenney - 01 Nov 2021 Form 4 Insider Report for GATX CORP (GATX)

Role: Chairman, President and CEO, Director
Signature: Lisa M. Ibarra, by Power of Attorney on behalf of Brian A. Kenney
Issuer symbol: GATX
Transactions as of: 01 Nov 2021
Net transactions value: -$1,368,083
Form type: 4
Filing time: 03 Nov 2021, 13:28:10 UTC
Next filing: 31 Jan 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GATX	Common Stock	Options Exercise	$4,490,199	+78,900	+44%	$56.91	256,789	01 Nov 2021	Direct
transaction	GATX	Common Stock	Tax liability	$5,858,282	-60,992	-24%	$96.05	195,797	01 Nov 2021	Direct
holding	GATX	Common Stock 401(k)						10,691	01 Nov 2021	401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GATX	Stock-Settled Stock Appreciation Right	Options Exercise	$0	-78,900	-100%	$0.000000^*	0	01 Nov 2021	Common Stock	78,900	$56.91	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.