Brian A. Kenney - Nov 1, 2021 Form 4 Insider Report for GATX CORP (GATX)

Role: Chairman, President and CEO, Director
Signature: Lisa M. Ibarra, by Power of Attorney on behalf of Brian A. Kenney
Stock symbol: GATX
Transactions as of: Nov 1, 2021
Transactions value $: -$1,368,083
Form type: 4
Date filed: 11/3/2021, 01:28 PM
Next filing: Jan 31, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GATX	Common Stock	Options Exercise	$4.49M	+78.9K	+44.35%	$56.91	257K	Nov 1, 2021	Direct
transaction	GATX	Common Stock	Tax liability	-$5.86M	-61K	-23.75%	$96.05	196K	Nov 1, 2021	Direct
holding	GATX	Common Stock 401(k)						10.7K	Nov 1, 2021	401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GATX	Stock-Settled Stock Appreciation Right	Options Exercise	$0	-78.9K	-100%	$0.00^*	0	Nov 1, 2021	Common Stock	78.9K	$56.91	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.