Key facts
- This page summarizes Robert C. Lyons's Form 4 filing for GATX CORP (GATX).
- 9 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 07 Jun 2021, 15:49.
Robert C. Lyons - 03 Jun 2021 Form 4 Insider Report for GATX CORP (GATX)
- Reporting relationship
- EVP and President Rail NA
- Issuer ticker
- GATX
- Reported as of
- 03 Jun 2021
- Net transaction value
- -$2,458,033
- SEC form
- 4
- Accepted by SEC
- 07 Jun 2021, 15:49:11 UTC
- Next SEC filing
- 11 Aug 2021
- Source filing
- View source filing
- Reporting owner signature
- Lisa M. Ibarra, by Power of Attorney on behalf of Robert C. Lyons
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Robert C. Lyons filed Form 4 for GATX CORP (GATX) on 07 Jun 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$2,458,033.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GATX
transaction
Common Stock
Options Exercise
- Transaction value
- $1,081,506
- Shares
- +27,600
- Change %
- +57%
- Price
- $39.18
- Shares after
- 75,842
- Date
- 03 Jun 2021
- Ownership
- Direct
GATX
transaction
Common Stock
Options Exercise
- Transaction value
- $1,166,655
- Shares
- +20,500
- Change %
- +27%
- Price
- $56.91
- Shares after
- 96,342
- Date
- 03 Jun 2021
- Ownership
- Direct
GATX
transaction
Common Stock
Sale
- Transaction value
- $2,409,200
- Shares
- -24,628
- Change %
- -26%
- Price
- $97.82
- Shares after
- 71,714
- Date
- 03 Jun 2021
- Ownership
- Direct
- Footnotes
- F1
GATX
transaction
Common Stock
Tax liability
- Transaction value
- $1,541,897
- Shares
- -15,698
- Change %
- -22%
- Price
- $98.22
- Shares after
- 56,016
- Date
- 03 Jun 2021
- Ownership
- Direct
GATX
transaction
Common Stock
Sale
- Transaction value
- $292,938
- Shares
- -2,972
- Change %
- -5.3%
- Price
- $98.57
- Shares after
- 53,044
- Date
- 03 Jun 2021
- Ownership
- Direct
- Footnotes
- F2
GATX
transaction
Common Stock
Sale
- Transaction value
- $135,743
- Shares
- -1,400
- Change %
- -2.6%
- Price
- $96.96
- Shares after
- 51,644
- Date
- 04 Jun 2021
- Ownership
- Direct
- Footnotes
- F3
GATX
transaction
Common Stock
Sale
- Transaction value
- $326,417
- Shares
- -3,402
- Change %
- -6.6%
- Price
- $95.95
- Shares after
- 48,242
- Date
- 04 Jun 2021
- Ownership
- Direct
- Footnotes
- F4
GATX
holding
Common Stock 401(k)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,851
- Date
- 03 Jun 2021
- Ownership
- 401(k) Plan
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GATX
transaction
Derivative
2016 NQ Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -27,600
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 03 Jun 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 27,600
- Exercise price
- $39.18
GATX
transaction
Derivative
Stock-Settled Stock Appreciation Right
Options Exercise
- Transaction value
- $0
- Shares
- -20,500
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 03 Jun 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 20,500
- Exercise price
- $56.91
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Represents the weighted average sale price. The highest price at which shares were sold was $98.4000 and the lowest price at which shares were sold was $97.4100.
Footnote F2
Represents the weighted average sale price. The highest price at which shares were sold was $98.6500 and the lowest price at which shares were sold was $98.4100.
Footnote F3
Represents the weighted average sale price. The highest price at which shares were sold was $97.5307 and the lowest price at which shares were sold was $96.7100.
Footnote F4
Represents the weighted average sale price. The highest price at which shares were sold was $96.4150 and the lowest price at which shares were sold was $95.5799.