Robert C. Lyons - Jun 3, 2021 Form 4 Insider Report for GATX CORP (GATX)

Role
EVP and President Rail NA
Signature
Lisa M. Ibarra, by Power of Attorney on behalf of Robert C. Lyons
Stock symbol
GATX
Transactions as of
Jun 3, 2021
Transactions value $
-$2,458,033
Form type
4
Date filed
6/7/2021, 03:49 PM
Next filing
Aug 11, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GATX Common Stock Options Exercise $1.08M +27.6K +57.21% $39.19 75.8K Jun 3, 2021 Direct
transaction GATX Common Stock Options Exercise $1.17M +20.5K +27.03% $56.91 96.3K Jun 3, 2021 Direct
transaction GATX Common Stock Sale -$2.41M -24.6K -25.56% $97.82 71.7K Jun 3, 2021 Direct F1
transaction GATX Common Stock Tax liability -$1.54M -15.7K -21.89% $98.22 56K Jun 3, 2021 Direct
transaction GATX Common Stock Sale -$293K -2.97K -5.31% $98.57 53K Jun 3, 2021 Direct F2
transaction GATX Common Stock Sale -$136K -1.4K -2.64% $96.96 51.6K Jun 4, 2021 Direct F3
transaction GATX Common Stock Sale -$326K -3.4K -6.59% $95.95 48.2K Jun 4, 2021 Direct F4
holding GATX Common Stock 401(k) 2.85K Jun 3, 2021 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GATX 2016 NQ Stock Option (Right to Buy) Options Exercise $0 -27.6K -100% $0.00* 0 Jun 3, 2021 Common Stock 27.6K $39.19 Direct
transaction GATX Stock-Settled Stock Appreciation Right Options Exercise $0 -20.5K -100% $0.00* 0 Jun 3, 2021 Common Stock 20.5K $56.91 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the weighted average sale price. The highest price at which shares were sold was $98.4000 and the lowest price at which shares were sold was $97.4100.
F2 Represents the weighted average sale price. The highest price at which shares were sold was $98.6500 and the lowest price at which shares were sold was $98.4100.
F3 Represents the weighted average sale price. The highest price at which shares were sold was $97.5307 and the lowest price at which shares were sold was $96.7100.
F4 Represents the weighted average sale price. The highest price at which shares were sold was $96.4150 and the lowest price at which shares were sold was $95.5799.