Golden Deborah A - May 6, 2021 Form 4 Insider Report for GATX CORP (GATX)

Role
EVP, Gen. Counsel and Secy
Signature
Lisa M. Ibarra, by Power of Attorney on behalf of Deborah A. Golden
Stock symbol
GATX
Transactions as of
May 6, 2021
Transactions value $
-$409,087
Form type
4
Date filed
5/10/2021, 01:14 PM
Next filing
Jul 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GATX Common Stock Options Exercise $921K +13.2K +39.09% $69.74 47K May 6, 2021 Direct
transaction GATX Common Stock Sale -$785K -7.81K -16.63% $100.44 39.2K May 6, 2021 Direct F1
transaction GATX Common Stock Sale -$545K -5.39K -13.76% $101.14 33.8K May 6, 2021 Direct F2
holding GATX Common Stock 401(k) 889 May 6, 2021 401k

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GATX 2018 NQ Stock Option (Right to Buy) Options Exercise $0 -13.2K -100% $0.00* 0 May 6, 2021 Common Stock 13.2K $69.74 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the weighted average sale price. The highest price at which shares were sold was $101.0000 and the lowest price at which shares were sold was $100.0200.
F2 Represents the weighted average sale price. The highest price at which shares were sold was $101.4500 and the lowest price at which shares were sold was $101.0300.