James Calvin O'Rourke - Dec 6, 2023 Form 4 Insider Report for MOSAIC CO (MOS)

Role
CEO, Director
Signature
/s/ Philip E. Bauer, Attorney-in-Fact for James C. O'Rourke
Stock symbol
MOS
Transactions as of
Dec 6, 2023
Transactions value $
$0
Form type
4
Date filed
12/8/2023, 05:23 PM
Previous filing
Nov 3, 2023
Next filing
May 13, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOS Common Stock Gift $0 -49.9K -98.77% $0.00 620 Dec 6, 2023 2022 GRAT 2B dated April 22, 2022 F1
transaction MOS Common Stock Gift $0 +49.9K +8.97% $0.00 607K Dec 6, 2023 Direct F1
holding MOS Common Stock 61.9K Dec 6, 2023 2022 GRAT 2A dated April 22, 2022
holding MOS Common Stock 3K Dec 6, 2023 Reporting Person's Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MOS Stock Option (Right to Buy) 33.7K Dec 6, 2023 Common Stock 33.7K $49.73 Direct F2
holding MOS Stock Option (Right to Buy) 37.3K Dec 6, 2023 Common Stock 37.3K $50.43 Direct F2
holding MOS Stock Option (Right to Buy) 179K Dec 6, 2023 Common Stock 179K $28.49 Direct F2
holding MOS Stock Option (Right to Buy) 168K Dec 6, 2023 Common Stock 168K $30.42 Direct F2
holding MOS Restricted Stock Units 83.4K Dec 6, 2023 Common Stock 83.4K $0.00 Direct F3, F4
holding MOS Restricted Stock Units 56.8K Dec 6, 2023 Common Stock 56.8K $0.00 Direct F3, F4
holding MOS Restricted Stock Units 64K Dec 6, 2023 Common Stock 64K $0.00 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 6, 2023, the reporting person indirectly held 50,537 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his spouse ("2022 GRAT 2B dated April 22, 2022"). On that date, 49,917 of the shares were distributed by 2022 GRAT 2B dated April 22, 2022 to the reporting person in satisfaction of an annuity to the reporting person.
F2 This Stock Option is 100% exercisable.
F3 One-for-One
F4 Not Applicable