James Calvin O'Rourke - 06 Dec 2023 Form 4 Insider Report for MOSAIC CO (MOS)

Role
CEO, Director
Signature
/s/ Philip E. Bauer, Attorney-in-Fact for James C. O'Rourke
Issuer symbol
MOS
Transactions as of
06 Dec 2023
Net transactions value
$0
Form type
4
Filing time
08 Dec 2023, 17:23:30 UTC
Previous filing
03 Nov 2023
Next filing
13 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOS Common Stock Gift $0 -49,917 -99% $0.000000 620 06 Dec 2023 2022 GRAT 2B dated April 22, 2022 F1
transaction MOS Common Stock Gift $0 +49,917 +9% $0.000000 606,500 06 Dec 2023 Direct F1
holding MOS Common Stock 61,875 06 Dec 2023 2022 GRAT 2A dated April 22, 2022
holding MOS Common Stock 3,000 06 Dec 2023 Reporting Person's Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MOS Stock Option (Right to Buy) 33,706 06 Dec 2023 Common Stock 33,706 $49.73 Direct F2
holding MOS Stock Option (Right to Buy) 37,306 06 Dec 2023 Common Stock 37,306 $50.43 Direct F2
holding MOS Stock Option (Right to Buy) 179,211 06 Dec 2023 Common Stock 179,211 $28.49 Direct F2
holding MOS Stock Option (Right to Buy) 168,180 06 Dec 2023 Common Stock 168,180 $30.42 Direct F2
holding MOS Restricted Stock Units 83,418 06 Dec 2023 Common Stock 83,418 $0.000000 Direct F3, F4
holding MOS Restricted Stock Units 56,773 06 Dec 2023 Common Stock 56,773 $0.000000 Direct F3, F4
holding MOS Restricted Stock Units 63,951 06 Dec 2023 Common Stock 63,951 $0.000000 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 6, 2023, the reporting person indirectly held 50,537 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his spouse ("2022 GRAT 2B dated April 22, 2022"). On that date, 49,917 of the shares were distributed by 2022 GRAT 2B dated April 22, 2022 to the reporting person in satisfaction of an annuity to the reporting person.
F2 This Stock Option is 100% exercisable.
F3 One-for-One
F4 Not Applicable