James Calvin O'Rourke - Aug 9, 2023 Form 4 Insider Report for MOSAIC CO (MOS)

Role
CEO, Director
Signature
/s/ Philip E. Bauer, Attorney-in-Fact for James C. O'Rourke
Stock symbol
MOS
Transactions as of
Aug 9, 2023
Transactions value $
$0
Form type
4
Date filed
9/27/2023, 08:27 PM
Previous filing
Aug 3, 2023
Next filing
Nov 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOS Common Stock Gift $0 -95.7K -100% $0.00* 0 Aug 9, 2023 2021 GRAT 2 dated June 30, 2021 F1
transaction MOS Common Stock Gift $0 -112K -64.48% $0.00 61.9K Aug 9, 2023 2022 GRAT 2A dated April 22, 2022 F2
transaction MOS Common Stock Gift $0 +163K +42.04% $0.00 549K Aug 9, 2023 Direct F1, F2
transaction MOS Common Stock Gift $0 -7.22K -100% $0.00* 0 Aug 18, 2023 2021 GRAT 3 dated June 30, 2021 F3
transaction MOS Common Stock Gift $0 +7.22K +1.31% $0.00 557K Aug 18, 2023 Direct F3
holding MOS Common Stock 50.5K Aug 9, 2023 2022 GRAT 2B dated April 22, 2022
holding MOS Common Stock 3K Aug 9, 2023 Reporting Person's Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MOS Stock Option (Right to Buy) 33.7K Aug 9, 2023 Common Stock 33.7K $49.73 Direct F4
holding MOS Stock Option (Right to Buy) 37.3K Aug 9, 2023 Common Stock 37.3K $50.43 Direct F4
holding MOS Stock Option (Right to Buy) 179K Aug 9, 2023 Common Stock 179K $28.49 Direct F4
holding MOS Stock Option (Right to Buy) 168K Aug 9, 2023 Common Stock 168K $30.42 Direct F4
holding MOS Restricted Stock Units 83.4K Aug 9, 2023 Common Stock 83.4K $0.00 Direct F5, F6
holding MOS Restricted Stock Units 56.8K Aug 9, 2023 Common Stock 56.8K $0.00 Direct F5, F6
holding MOS Restricted Stock Units 64K Aug 9, 2023 Common Stock 64K $0.00 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On August 9, 2023, the reporting person indirectly held 95,662 shares of MOS common stock ("2021 GRAT 2 Shares") in a grantor retained annuity trust for the benefit of himself and his spouse ("2021 GRAT 2"). On that date and upon termination of the 2021 GRAT 2, 45,378 of the 2021 GRAT 2 Shares were distributed to the James C. O'Rourke Grantor Investment Trust of 2019 for the benefit of the reporting person's adult children; and 50,284 of the 2021 GRAT 2 Shares were distributed by 2021 GRAT 2 to the reporting person in satisfaction of an annuity due to the reporting person.
F2 On August 9, 2023, the reporting person indirectly held 174,187 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his spouse ("2022 GRAT 2A"). On that date, 112,312 of the shares were distributed by 2022 GRAT 2A to the reporting person in satisfaction of an annuity due to the reporting person.
F3 On August 18, 2023, the reporting person indirectly held 7,223 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his spouse ("2021 GRAT 3"). On that date, 7,223 of the shares were distributed by 2021 GRAT 3 to the reporting person in satisfaction of an annuity due to the reporting person.
F4 This Stock Option is 100% exercisable.
F5 One-for-One
F6 Not Applicable