James Calvin O'Rourke - Mar 5, 2023 Form 4 Insider Report for MOSAIC CO (MOS)

Role
President & CEO, Director
Signature
/s/ Philip E. Bauer, Attorney-in-Fact for James C. O'Rourke
Stock symbol
MOS
Transactions as of
Mar 5, 2023
Transactions value $
-$14,068,211
Form type
4
Date filed
3/7/2023, 07:57 PM
Previous filing
Nov 3, 2022
Next filing
Mar 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOS Common Stock Options Exercise $0 +122K $0.00 122K Mar 5, 2023 Direct
transaction MOS Common Stock Options Exercise $0 +511K +418.87% $0.00 633K Mar 5, 2023 Direct F1
transaction MOS Common Stock Tax liability -$14.1M -246K -38.9% $57.14 387K Mar 5, 2023 Direct F2
holding MOS Common Stock 95.7K Mar 5, 2023 2021 GRAT 2 dated June 30, 2021
holding MOS Common Stock 7.22K Mar 5, 2023 2021 GRAT 3 dated June 30, 2021
holding MOS Common Stock 50.5K Mar 5, 2023 2022 GRAT 2B dated April 22, 2022
holding MOS Common Stock 174K Mar 5, 2023 2022 GRAT 2A dated April 22, 2022
holding MOS Common Stock 3K Mar 5, 2023 Reporting Person's Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MOS Restricted Stock Units Options Exercise $0 -122K -100% $0.00* 0 Mar 5, 2023 Common Stock 122K $0.00 Direct F4, F5
holding MOS Stock Option (Right to Buy) 30K Mar 5, 2023 Common Stock 30K $54.03 Direct F3
holding MOS Stock Option (Right to Buy) 33.7K Mar 5, 2023 Common Stock 33.7K $49.73 Direct F3
holding MOS Stock Option (Right to Buy) 37.3K Mar 5, 2023 Common Stock 37.3K $50.43 Direct F3
holding MOS Stock Option (Right to Buy) 179K Mar 5, 2023 Common Stock 179K $28.49 Direct F3
holding MOS Stock Option (Right to Buy) 168K Mar 5, 2023 Common Stock 168K $30.42 Direct F3
holding MOS Restricted Stock Units 83.4K Mar 5, 2023 Common Stock 83.4K $0.00 Direct F4, F5
holding MOS Restricted Stock Units 56.8K Mar 5, 2023 Common Stock 56.8K $0.00 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 5, 2020. The performance unit award was not a derivative security.
F2 Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units.
F3 This Stock Option is 100% exercisable.
F4 One-for-One
F5 Not Applicable