James Calvin O'Rourke - 05 Mar 2023 Form 4 Insider Report for MOSAIC CO (MOS)

Role
President & CEO, Director
Signature
/s/ Philip E. Bauer, Attorney-in-Fact for James C. O'Rourke
Issuer symbol
MOS
Transactions as of
05 Mar 2023
Net transactions value
-$14,068,211
Form type
4
Filing time
07 Mar 2023, 19:57:09 UTC
Previous filing
03 Nov 2022
Next filing
13 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOS Common Stock Options Exercise $0 +121,989 $0.000000 121,989 05 Mar 2023 Direct
transaction MOS Common Stock Options Exercise $0 +510,977 +419% $0.000000 632,966 05 Mar 2023 Direct F1
transaction MOS Common Stock Tax liability $14,068,211 -246,206 -39% $57.14 386,760 05 Mar 2023 Direct F2
holding MOS Common Stock 95,662 05 Mar 2023 2021 GRAT 2 dated June 30, 2021
holding MOS Common Stock 7,223 05 Mar 2023 2021 GRAT 3 dated June 30, 2021
holding MOS Common Stock 50,537 05 Mar 2023 2022 GRAT 2B dated April 22, 2022
holding MOS Common Stock 174,187 05 Mar 2023 2022 GRAT 2A dated April 22, 2022
holding MOS Common Stock 3,000 05 Mar 2023 Reporting Person's Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MOS Restricted Stock Units Options Exercise $0 -121,989 -100% $0.000000* 0 05 Mar 2023 Common Stock 121,989 $0.000000 Direct F4, F5
holding MOS Stock Option (Right to Buy) 29,987 05 Mar 2023 Common Stock 29,987 $54.03 Direct F3
holding MOS Stock Option (Right to Buy) 33,706 05 Mar 2023 Common Stock 33,706 $49.73 Direct F3
holding MOS Stock Option (Right to Buy) 37,306 05 Mar 2023 Common Stock 37,306 $50.43 Direct F3
holding MOS Stock Option (Right to Buy) 179,211 05 Mar 2023 Common Stock 179,211 $28.49 Direct F3
holding MOS Stock Option (Right to Buy) 168,180 05 Mar 2023 Common Stock 168,180 $30.42 Direct F3
holding MOS Restricted Stock Units 83,418 05 Mar 2023 Common Stock 83,418 $0.000000 Direct F4, F5
holding MOS Restricted Stock Units 56,773 05 Mar 2023 Common Stock 56,773 $0.000000 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 5, 2020. The performance unit award was not a derivative security.
F2 Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units.
F3 This Stock Option is 100% exercisable.
F4 One-for-One
F5 Not Applicable