Corrine D. Ricard - 18 Apr 2022 Form 4 Insider Report for MOSAIC CO (MOS)

Role
Sr VP - Mosaic Fertilizantes
Signature
/s/Mark J. Isaacson, Attorney-in-Fact for Corrine D. Ricard
Issuer symbol
MOS
Transactions as of
18 Apr 2022
Net transactions value
-$894,226
Form type
4
Filing time
19 Apr 2022, 16:02:33 UTC
Previous filing
15 Apr 2022
Next filing
04 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOS Common Stock Options Exercise $419,704 +7,284 +13% $57.62 62,785 18 Apr 2022 Direct F1
transaction MOS Common Stock Sale $1,313,930 -17,284 -28% $76.02 45,501 18 Apr 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MOS Stock Option (Right to Buy) Options Exercise $0 -7,284 -100% $0.000000* 0 18 Apr 2022 Common Stock 7,284 $57.62 Direct F1, F2
holding MOS Stock Option (Right to Buy) 9,470 18 Apr 2022 Common Stock 9,470 $54.03 Direct F2
holding MOS Stock Option (Right to Buy) 10,644 18 Apr 2022 Common Stock 10,644 $49.73 Direct F2
holding MOS Stock Option (Right to Buy) 13,057 18 Apr 2022 Common Stock 13,057 $50.43 Direct F2
holding MOS Stock Option (Right to Buy) 27,877 18 Apr 2022 Common Stock 27,877 $28.49 Direct F2
holding MOS Stock Option (Right to Buy) 33,636 18 Apr 2022 Common Stock 33,636 $30.42 Direct F2
holding MOS Restricted Stock Units 27,848 18 Apr 2022 Common Stock 27,848 $0.000000 Direct F3, F4, F5
holding MOS Restricted Stock Units 24,707 18 Apr 2022 Common Stock 24,707 $0.000000 Direct F5, F6
holding MOS Restricted Stock Units 16,909 18 Apr 2022 Common Stock 16,909 $0.000000 Direct F5, F6
holding MOS Restricted Stock Units 12,217 18 Apr 2022 Common Stock 12,217 $0.000000 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option exercise and sale were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2021, as amended on March 16, 2022.
F2 This Stock Option is 100% exercisable.
F3 Restricted Stock Units ("RSU's") to be settled in cash based on the fair market value of issuer's common stock on the date of vesting.
F4 Grant Date 11/15/2019; RSU's vest in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter. On each of the anniversary dates, the issuer shall cause to be paid the fair market value of the vested whole and fractional RSU's to the reporting person.
F5 Not Applicable
F6 One-for-One