James Calvin O'Rourke - 07 Mar 2022 Form 4 Insider Report for MOSAIC CO (MOS)

Role
President & CEO, Director
Signature
/s/ Mark J. Isaacson, Attorney-in-Fact for James C. O'Rourke
Issuer symbol
MOS
Transactions as of
07 Mar 2022
Net transactions value
-$5,168,776
Form type
4
Filing time
09 Mar 2022, 15:40:36 UTC
Previous filing
04 Mar 2022
Next filing
13 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOS Common Stock Options Exercise $0 +82,378 $0.000000 82,378 07 Mar 2022 Direct
transaction MOS Common Stock Options Exercise $0 +137,382 +167% $0.000000 219,760 07 Mar 2022 Direct F1
transaction MOS Common Stock Tax liability $5,168,776 -84,540 -38% $61.14 135,220 07 Mar 2022 Direct F2
holding MOS Common Stock 13,295 07 Mar 2022 By 2019 GRAT dated April 1, 2019
holding MOS Common Stock 143,742 07 Mar 2022 By 2020 GRAT dated May 21, 2020
holding MOS Common Stock 130,294 07 Mar 2022 By 2021 GRAT 2 dated June 30, 2021
holding MOS Common Stock 23,128 07 Mar 2022 By 2021 GRAT 3 dated June 30, 2021
holding MOS Common Stock 3,000 07 Mar 2022 Reporting Person's Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MOS Restricted Stock Units Options Exercise $0 -82,378 -100% $0.000000* 0 07 Mar 2022 Common Stock 82,378 $0.000000 Direct F4, F5
holding MOS Stock Option (Right to Buy) 27,681 07 Mar 2022 Common Stock 27,681 $57.62 Direct F3
holding MOS Stock Option (Right to Buy) 29,987 07 Mar 2022 Common Stock 29,987 $54.03 Direct F3
holding MOS Stock Option (Right to Buy) 33,706 07 Mar 2022 Common Stock 33,706 $49.73 Direct F3
holding MOS Stock Option (Right to Buy) 37,306 07 Mar 2022 Common Stock 37,306 $50.43 Direct F3
holding MOS Stock Option (Right to Buy) 179,211 07 Mar 2022 Common Stock 179,211 $28.49 Direct F3
holding MOS Stock Option (Right to Buy) 168,180 07 Mar 2022 Common Stock 168,180 $30.42 Direct F3
holding MOS Restricted Stock Units 121,989 07 Mar 2022 Common Stock 121,989 $0.000000 Direct F4, F5
holding MOS Restricted Stock Units 83,418 07 Mar 2022 Common Stock 83,418 $0.000000 Direct F4, F5
holding MOS Restricted Stock Units 56,773 07 Mar 2022 Common Stock 56,773 $0.000000 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 7, 2019. The performance unit award was not a derivative security.
F2 Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units.
F3 This Stock Option is 100% exercisable.
F4 One-for-One
F5 Not Applicable