James Calvin O'Rourke - Dec 31, 2021 Form 5 Insider Report for MOSAIC CO (MOS)

Role
President & CEO, Director
Signature
/s/ Mark J. Isaacson, Attorney-in-Fact for James C. O'Rourke
Stock symbol
MOS
Transactions as of
Dec 31, 2021
Transactions value $
$0
Form type
5
Date filed
2/11/2022, 05:56 PM
Previous filing
Nov 3, 2021
Next filing
Mar 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOS Common Stock Gift $0 -13.3K -10.46% $0.00 114K Jun 11, 2021 Direct F1
transaction MOS Common Stock Gift $0 +13.3K $0.00 13.3K Jun 11, 2021 By 2019 GRAT dated April 1, 2019 F1
transaction MOS Common Stock Gift $0 -39.6K -21.6% $0.00 144K Jun 21, 2021 By 2020 GRAT dated May 21, 2020 F2
transaction MOS Common Stock Gift $0 +39.6K +34.79% $0.00 153K Jun 21, 2021 Direct F2
transaction MOS Common Stock Gift $0 -153K -100% $0.00* 0 Aug 6, 2021 Direct F3
transaction MOS Common Stock Gift $0 +130K $0.00 130K Aug 6, 2021 By 2021 GRAT 2 dated June 30, 2021 F4
transaction MOS Common Stock Gift $0 +23.1K $0.00 23.1K Aug 6, 2021 By 2021 GRAT 3 dated June 30, 2021 F5
holding MOS Common Stock 3K Dec 31, 2021 Reporting Person's Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MOS Stock Option (Right to Buy) 27.7K Dec 31, 2021 Common Stock 27.7K $57.62 Direct F6
holding MOS Stock Option (Right to Buy) 30K Dec 31, 2021 Common Stock 30K $54.03 Direct F6
holding MOS Stock Option (Right to Buy) 33.7K Dec 31, 2021 Common Stock 33.7K $49.73 Direct F6
holding MOS Stock Option (Right to Buy) 37.3K Dec 31, 2021 Common Stock 37.3K $50.43 Direct F6
holding MOS Stock Option (Right to Buy) 179K Dec 31, 2021 Common Stock 179K $28.49 Direct F6
holding MOS Stock Option (Right to Buy) 168K Dec 31, 2021 Common Stock 168K $30.42 Direct F6
holding MOS Restricted Stock Units 82.4K Dec 31, 2021 Common Stock 82.4K $0.00 Direct F7, F8
holding MOS Restricted Stock Units 122K Dec 31, 2021 Common Stock 122K $0.00 Direct F7, F8
holding MOS Restricted Stock Units 83.4K Dec 31, 2021 Common Stock 83.4K $0.00 Direct F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction involved a gift of securities by the reporting person to a grantor retained annuity trust dated April 1, 2019, for the benefit of reporting person ("2019 GRAT dated April 1, 2019"). The reporting person serves as trustee of the 2019 GRAT dated April 1, 2019.
F2 On June 21, 2021, the reporting person indirectly held 183,345 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his spouse ("2020 GRAT"). On that date, 39,603 of the shares were distributed by the 2020 GRAT to the reporting person in satisfaction of an annuity to the reporting person and was exempt from reporting under Rule 16a-13.
F3 This transaction involved a gift of i) 130,294 shares of MOS common stock by the reporting person to a grantor retained annuity trust dated June 30, 2021 ("2021 GRAT 2"); and ii) 23,128 shares of MOS common stock by the reporting person to a grantor retained annuity trust dated June 30, 2021 ("2021 GRAT 3"), each for the benefit of reporting person and his spouse. The reporting person serves as trustee of the 2021 GRAT #1 and 2021 GRAT #2.
F4 This transaction involved a gift of securities by the reporting person to 2021 GRAT 2 for the benefit of reporting person and his spouse. The reporting person serves as trustee of the 2021 GRAT 2.
F5 This transaction involved a gift of securities by the reporting person to 2021 GRAT 3 for the benefit of reporting person and his spouse. The reporting person serves as trustee of the 2021 GRAT 3.
F6 This Stock Option is 100% exercisable.
F7 One-for-One
F8 Not Applicable