James Calvin O'Rourke - 31 Dec 2021 Form 5 Insider Report for MOSAIC CO (MOS)

Role
President & CEO, Director
Signature
/s/ Mark J. Isaacson, Attorney-in-Fact for James C. O'Rourke
Issuer symbol
MOS
Transactions as of
31 Dec 2021
Net transactions value
$0
Form type
5
Filing time
11 Feb 2022, 17:56:53 UTC
Previous filing
03 Nov 2021
Next filing
04 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOS Common Stock Gift $0 -13,295 -10% $0.000000 113,819 11 Jun 2021 Direct F1
transaction MOS Common Stock Gift $0 +13,295 $0.000000 13,295 11 Jun 2021 By 2019 GRAT dated April 1, 2019 F1
transaction MOS Common Stock Gift $0 -39,603 -22% $0.000000 143,742 21 Jun 2021 By 2020 GRAT dated May 21, 2020 F2
transaction MOS Common Stock Gift $0 +39,603 +35% $0.000000 153,422 21 Jun 2021 Direct F2
transaction MOS Common Stock Gift $0 -153,422 -100% $0.000000* 0 06 Aug 2021 Direct F3
transaction MOS Common Stock Gift $0 +130,294 $0.000000 130,294 06 Aug 2021 By 2021 GRAT 2 dated June 30, 2021 F4
transaction MOS Common Stock Gift $0 +23,128 $0.000000 23,128 06 Aug 2021 By 2021 GRAT 3 dated June 30, 2021 F5
holding MOS Common Stock 3,000 31 Dec 2021 Reporting Person's Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MOS Stock Option (Right to Buy) 27,681 31 Dec 2021 Common Stock 27,681 $57.62 Direct F6
holding MOS Stock Option (Right to Buy) 29,987 31 Dec 2021 Common Stock 29,987 $54.03 Direct F6
holding MOS Stock Option (Right to Buy) 33,706 31 Dec 2021 Common Stock 33,706 $49.73 Direct F6
holding MOS Stock Option (Right to Buy) 37,306 31 Dec 2021 Common Stock 37,306 $50.43 Direct F6
holding MOS Stock Option (Right to Buy) 179,211 31 Dec 2021 Common Stock 179,211 $28.49 Direct F6
holding MOS Stock Option (Right to Buy) 168,180 31 Dec 2021 Common Stock 168,180 $30.42 Direct F6
holding MOS Restricted Stock Units 82,378 31 Dec 2021 Common Stock 82,378 $0.000000 Direct F7, F8
holding MOS Restricted Stock Units 121,989 31 Dec 2021 Common Stock 121,989 $0.000000 Direct F7, F8
holding MOS Restricted Stock Units 83,418 31 Dec 2021 Common Stock 83,418 $0.000000 Direct F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction involved a gift of securities by the reporting person to a grantor retained annuity trust dated April 1, 2019, for the benefit of reporting person ("2019 GRAT dated April 1, 2019"). The reporting person serves as trustee of the 2019 GRAT dated April 1, 2019.
F2 On June 21, 2021, the reporting person indirectly held 183,345 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his spouse ("2020 GRAT"). On that date, 39,603 of the shares were distributed by the 2020 GRAT to the reporting person in satisfaction of an annuity to the reporting person and was exempt from reporting under Rule 16a-13.
F3 This transaction involved a gift of i) 130,294 shares of MOS common stock by the reporting person to a grantor retained annuity trust dated June 30, 2021 ("2021 GRAT 2"); and ii) 23,128 shares of MOS common stock by the reporting person to a grantor retained annuity trust dated June 30, 2021 ("2021 GRAT 3"), each for the benefit of reporting person and his spouse. The reporting person serves as trustee of the 2021 GRAT #1 and 2021 GRAT #2.
F4 This transaction involved a gift of securities by the reporting person to 2021 GRAT 2 for the benefit of reporting person and his spouse. The reporting person serves as trustee of the 2021 GRAT 2.
F5 This transaction involved a gift of securities by the reporting person to 2021 GRAT 3 for the benefit of reporting person and his spouse. The reporting person serves as trustee of the 2021 GRAT 3.
F6 This Stock Option is 100% exercisable.
F7 One-for-One
F8 Not Applicable