Mark J. Isaacson - Feb 8, 2022 Form 4 Insider Report for MOSAIC CO (MOS)

Role
SVP, Gen. Counsel & Corp. Sec.
Signature
/s/ Mark J. Isaacson
Stock symbol
MOS
Transactions as of
Feb 8, 2022
Transactions value $
-$623,001
Form type
4
Date filed
2/9/2022, 10:32 AM
Next filing
Mar 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOS Common Stock Options Exercise $567K +19.9K +52.2% $28.49 58.1K Feb 8, 2022 Direct F1
transaction MOS Common Stock Sale -$896K -19.9K -34.3% $45.00 38.1K Feb 8, 2022 Direct F1
transaction MOS Common Stock Options Exercise $614K +20.2K +52.91% $30.42 58.3K Feb 8, 2022 Direct F1
transaction MOS Common Stock Sale -$908K -20.2K -34.6% $45.00 38.1K Feb 8, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MOS Stock Option (Right to Buy) Options Exercise $0 -19.9K -100% $0.00* 0 Feb 8, 2022 Common Stock 19.9K $28.49 Direct F1, F2
transaction MOS Stock Option (Right to Buy) Options Exercise $0 -20.2K -100% $0.00* 0 Feb 8, 2022 Common Stock 20.2K $30.42 Direct F1, F2
holding MOS Stock Option (Right to Buy) 7.46K Feb 8, 2022 Common Stock 7.46K $50.43 Direct F2
holding MOS Deferred Performance Unit 660 Feb 8, 2022 Common Stock 660 Direct F3, F4
holding MOS Restricted Stock Units 10.1K Feb 8, 2022 Common Stock 10.1K $0.00 Direct F5, F6
holding MOS Restricted Stock Units 18.5K Feb 8, 2022 Common Stock 18.5K $0.00 Direct F5, F6
holding MOS Restricted Stock Units 13.5K Feb 8, 2022 Common Stock 13.5K $0.00 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option exercise and sale were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2021.
F2 This Stock Option is 100% exercisable.
F3 Each deferred performance unit represents a right to receive one share of common stock.
F4 The deferred performance units were deferred by the reporting person pursuant to the issuer's LTI Deferral Plan upon the vesting of a performance unit award granted to reporting person on March 5, 2015, and becomes payable in five equal installments commencing on January 30, 2023, and continuing on each anniversary thereafter.
F5 One-for-One
F6 Not Applicable