Corrine D. Ricard - Nov 15, 2021 Form 4 Insider Report for MOSAIC CO (MOS)

Role
Sr VP - Mosaic Fertilizantes
Signature
/s/Mark J. Isaacson, Attorney-in-Fact for Corrine D. Ricard
Stock symbol
MOS
Transactions as of
Nov 15, 2021
Transactions value $
$0
Form type
4
Date filed
11/26/2021, 12:34 PM
Previous filing
Sep 8, 2021
Next filing
Dec 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding MOS Common Stock 64.3K Nov 15, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MOS Restricted Stock Units Options Exercise $0 -27.8K -50% $0.00 27.8K Nov 15, 2021 Common Stock 27.8K $0.00 Direct F3, F4, F5, F6
holding MOS Stock Option (Right to Buy) 7.28K Nov 15, 2021 Common Stock 7.28K $57.62 Direct F1
holding MOS Stock Option (Right to Buy) 9.47K Nov 15, 2021 Common Stock 9.47K $54.03 Direct F1
holding MOS Stock Option (Right to Buy) 10.6K Nov 15, 2021 Common Stock 10.6K $49.73 Direct F1
holding MOS Stock Option (Right to Buy) 13.1K Nov 15, 2021 Common Stock 13.1K $50.43 Direct F1
holding MOS Stock Option (Right to Buy) 27.9K Nov 15, 2021 Common Stock 27.9K $28.49 Direct F1
holding MOS Stock Option (Right to Buy) 33.6K Nov 15, 2021 Common Stock 33.6K $30.42 Direct F1
holding MOS Restricted Stock Units 13.1K Nov 15, 2021 Common Stock 13.1K $0.00 Direct F2, F3
holding MOS Restricted Stock Units 24.7K Nov 15, 2021 Common Stock 24.7K $0.00 Direct F2, F3
holding MOS Restricted Stock Units 16.9K Nov 15, 2021 Common Stock 16.9K $0.00 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Stock Option is 100% exercisable.
F2 One-for-One
F3 Not Applicable
F4 Restricted Stock Units ("RSU's") to be settled in cash based on the fair market value of issuer's common stock on the date of vesting.
F5 Pursuant to the terms of the Retention Award Agreement, the vested RSU's were settled in cash based on the fair market value of the vested RSU's on the date of vesting.
F6 Grant Date 11/15/2019; RSU's vest in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter. On each of the anniversary dates, the issuer shall cause to be paid the fair market value of the vested whole and fractional RSU's to the reporting person.