GARY SPIEGEL - 02 Jan 2025 Form 4 Insider Report for LUNA INNOVATIONS INC

Role
Director
Signature
/s/ Ryan Stewart, Attorney-In-Fact
Issuer symbol
N/A
Transactions as of
02 Jan 2025
Net transactions value
$0
Form type
4
Filing time
03 Jan 2025, 16:44:17 UTC
Previous filing
03 Oct 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LUNA Common Stock Options Exercise $0 +745 +1% $0.000000 71,698 02 Jan 2025 Direct
transaction LUNA Common Stock Options Exercise $0 +946 +1.3% $0.000000 72,644 02 Jan 2025 Direct
transaction LUNA Common Stock Options Exercise $0 +7,102 +9.8% $0.000000 79,746 02 Jan 2025 Direct
transaction LUNA Common Stock Options Exercise $0 +740 +0.93% $0.000000 80,486 02 Jan 2025 Direct
transaction LUNA Common Stock Options Exercise $0 +1,139 +1.4% $0.000000 81,625 02 Jan 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LUNA Stock Units Options Exercise $0 -745 -1.2% $0.000000 62,378 02 Jan 2025 Common Stock 745 Direct F1, F2
transaction LUNA Stock Units Options Exercise $0 -946 -1.5% $0.000000 61,432 02 Jan 2025 Common Stock 946 Direct F1, F2
transaction LUNA Stock Units Options Exercise $0 -7,102 -12% $0.000000 54,330 02 Jan 2025 Common Stock 7,102 Direct F1, F2
transaction LUNA Stock Units Options Exercise $0 -740 -1.4% $0.000000 53,589 02 Jan 2025 Common Stock 740 Direct F1, F2
transaction LUNA Stock Units Options Exercise $0 -1,139 -2.1% $0.000000 52,450 02 Jan 2025 Common Stock 1,139 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of stock units that are convertible into issuer's common stock on a 1-for-1 basis.
F2 The stock units are fully vested and were settled in shares of the Issuer's common stock on January 2, 2025 pursuant to the Issuer's Deferred Compensation Plan for Non-Employee Directors. Fractional shares of the reporting person's stock units were settled in cash.