Scott A. Graeff - Jan 22, 2024 Form 4 Insider Report for LUNA INNOVATIONS INC (LUNA)

Role
Chief Executive Officer, Director
Signature
/s/ Scott A. Graeff
Stock symbol
LUNA
Transactions as of
Jan 22, 2024
Transactions value $
$0
Form type
4
Date filed
1/24/2024, 05:17 PM
Previous filing
Jan 18, 2024
Next filing
Jan 29, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LUNA Stock Units Award $0 +82.1K $0.00 82.1K Jan 22, 2024 Common Stock 82.1K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each stock unit represents the contingent right to receive one share of common stock of the Issuer.
F2 The stock units vest in three equal annual installments from January 22, 2024, subject to the Reporting Person's continued service with the Company as of each vesting date. Subject to vesting, the stock units will become issuable in common stock of the Issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, death, disability, an unforeseeable financial emergency, or a fixed date selected by the Reporting Person.
F3 The stock units have no expiration date.