Scott A. Graeff - Jan 6, 2022 Form 4 Insider Report for LUNA INNOVATIONS INC (LUNA)

Role
Chief Executive Officer, Director
Signature
/s/ Scott A. Graeff
Stock symbol
LUNA
Transactions as of
Jan 6, 2022
Transactions value $
-$85,869
Form type
4
Date filed
1/10/2022, 04:44 PM
Previous filing
Feb 11, 2022
Next filing
Jan 31, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LUNA Common Stock Award $0 +54.9K +9.89% $0.00 610K Jan 6, 2022 Direct F1
transaction LUNA Common Stock Tax liability -$29.3K -3.92K -0.64% $7.48 606K Jan 7, 2022 Direct F2, F3
transaction LUNA Common Stock Tax liability -$56.6K -7.62K -1.26% $7.42 598K Jan 10, 2022 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of restricted stock units. Each restricted stock unit represents the contingent right to receive one share of common stock of the Issuer. The restricted stock units vest in three equal annual installments from January 6, 2022, subject to the Reporting Person's continued service with the Company as of each vesting date.
F2 These shares were repurchased by the Issuer pursuant to the election of the holder to satisfy tax withholdings requirements with respect to the vesting of restricted stock awards.
F3 The price represents the closing sales price of the Issuer's common stock on the date of the election.