| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LUNA | Stock Units | Award | $37.5K | +3.38K | $11.08 | 3.38K | May 11, 2021 | Common Stock | 3.38K | Direct | F1, F2, F3 | ||
| transaction | LUNA | Stock Units | Award | $5.21K | +470 | +13.89% | $11.08 | 3.85K | May 11, 2021 | Common Stock | 470 | Direct | F1, F4, F5 | |
| transaction | LUNA | Stock Units | Award | $556 | +50.1 | +1.3% | $11.08 | 3.9K | May 11, 2021 | Common Stock | 50.1 | Direct | F1, F5, F6 | |
| transaction | LUNA | Stock Units | Award | $556 | +50.1 | +1.28% | $11.08 | 3.95K | May 11, 2021 | Common Stock | 50.1 | Direct | F1, F5, F7 |
| Id | Content |
|---|---|
| F1 | Consists of stock units that are convertible into issuer's common stock on a 1-for-1 basis. |
| F2 | This grant was awarded in connection with Ms. Coe's service as a member of the board of directors, pursuant to the issuer's non-employee director compensation policy. The number of stock units awarded is equal to the amount of $37,500 divided by $11.08, the closing price of the issuer's stock on the Nasdaq Capital Market on May 11, 2021, the date of grant. |
| F3 | The stock units vest upon the earlier of the one year anniversary of the grant date or the issuer's annual meeting of stockholder's, and subject to vesting, will become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The stock units have no expiration date. |
| F4 | This grant was awarded as compensation for Ms. Coe's service as member of the board of directors for the period May 11, 2021 to June 30, 2021. The number of restricted stock units awarded is equal to $5,208.33 divided by $11.08, the closing price of the issuer's common stock on Nasdaq Capital Market on May 11, 2021, the date of grant. The Reporting Person elected to receive fees in stock units. |
| F5 | The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The units have no expiration date. |
| F6 | This grant was awarded as compensation for Ms. Coe's service on the audit committee of the issuer's board of directors for the period of May 11, 2021 to June 30, 2021. The number of restricted stock units is equal to $555.56 divided by $11.08, the closing price of the issuer's common stock on Nasdaq Capital Market on May 11, 2021, the date of grant. The Reporting Person elected to receive fees in stock units. |
| F7 | This grant was awarded as compensation for Ms. Coe's service on the nominating and governance committee of the issuer's board of directors for the period of May 11, 2021 to June 30, 2021. The number of restricted stock units is equal to $555.56 divided by $11.08, the closing price of the issuer's common stock on Nasdaq Capital Market on May 11, 2021, the date of grant. The Reporting Person elected to receive fees in stock units. |