James A. Hughes - 10 Mar 2026 Form 4 Insider Report for UNITY BANCORP INC /NJ/ (UNTY)

Role
CEO, Director
Signature
James A. Hughes, POA Amanda Roche, FVP/Controller
Issuer symbol
UNTY
Transactions as of
10 Mar 2026
Net transactions value
$0
Form type
4
Filing time
11 Mar 2026, 16:14:29 UTC
Previous filing
09 Mar 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
HUGHES JAMES A CEO, Director UNITY BANK, 64 OLD HWY 22, CLINTON James A. Hughes, POA Amanda Roche, FVP/Controller 11 Mar 2026 0001238304

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNTY Restricted Stock Award +15,000 +40% $0.000000* 52,324 10 Mar 2026 Direct F1, F2
transaction UNTY Restricted Stock Tax liability -1,415 -2.8% $50.40* 48,824 11 Mar 2026 Direct F3, F4
holding UNTY Common Stock 177,779 10 Mar 2026 Direct F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding UNTY Stock Option (Right to Buy) 89,000 10 Mar 2026 Common Stock Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 15,000 restricted shares were granted on 3/10/2026 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 3,750 shares on 3/10/2027, 3,750 shares on 3/10/2028, 3,750 shares on 3/10/2029, and 3,750 shares on 3/10/2030.
F2 51,500 restricted shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 52,324.
F3 1,415 shares were withheld @ $50.40 per share to cover tax liability on a 3,500 restricted stock vesting.
F4 48,000 restricted shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 48,824.
F5 177,779 shares consisting of 151,215 in an account at Shareworks, 6,085 shares held in an account at Computershare, 11,097 shares held in street name, and 9,382 shares are held in a 401K plan.
F6 89,000 stock options were granted under various dates and vesting periods of which all are currently exercisable.

Remarks:

Total Beneficial Ownership: 315,603