G. Patrick Lynch - Aug 26, 2024 Form 4 Insider Report for NORTHERN TECHNOLOGIES INTERNATIONAL CORP (NTIC)

Role
President and CEO, Director, 10%+ Owner
Signature
/s/ Matthew Wolsfedl, attorney-in-fact
Stock symbol
NTIC
Transactions as of
Aug 26, 2024
Transactions value $
$9
Form type
4
Date filed
8/29/2024, 05:47 PM
Previous filing
Sep 6, 2023
Next filing
Sep 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTIC Common Stock Options Exercise $105K +10.5K +10.23% $10.05 113K Aug 26, 2024 Direct
transaction NTIC Common Stock Tax liability -$105K -7.71K -6.82% $13.67 105K Aug 26, 2024 Direct
holding NTIC Common Stock 1.2M Aug 26, 2024 (1) F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTIC Stock Option (right to buy) Options Exercise $0 -10.5K -100% $0.00 0 Aug 26, 2024 Common Stock 10.5K $10.05 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held directly by Inter Alia Holding Company of which G. Patrick Lynch is an officer and stockholder. Mr. G. Patrick Lynch disclaims beneficial ownership of the shares held by Inter Alia Holding Company, except to the extent of his pecuniary interest therein.
F2 This option has fully vested