James W. Liken - 10 Feb 2023 Form 4 Insider Report for VAPOTHERM INC

Role
Director
Signature
/s/ Adrain Bryant, as Attorney In Fact
Issuer symbol
N/A
Transactions as of
10 Feb 2023
Net transactions value
$0
Form type
4
Filing time
14 Feb 2023, 16:09:23 UTC
Previous filing
04 Jan 2023
Next filing
28 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VAPO Common Stock, $0.000001 par value Purchase +238,095 +96% 485,473 10 Feb 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VAPO Warrant Purchase +238,095 238,095 10 Feb 2023 Common Stock 238,095 $1.17 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 $1.05 per unit, each unit consisted of one share of common stock and a warrant to purchase one share of common stock.
F2 Includes 18,000 shares that will be issued over time upon the vesting and settlement of restricted stock unit awards.