James W. Liken - Feb 10, 2023 Form 4 Insider Report for VAPOTHERM INC (VAPO)

Role
Director
Signature
/s/ Adrain Bryant, as Attorney In Fact
Stock symbol
VAPO
Transactions as of
Feb 10, 2023
Transactions value $
$0
Form type
4
Date filed
2/14/2023, 04:09 PM
Previous filing
Jan 4, 2023
Next filing
Jul 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VAPO Common Stock, $0.000001 par value Purchase +238K +96.25% 485K Feb 10, 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VAPO Warrant Purchase +238K 238K Feb 10, 2023 Common Stock 238K $1.17 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 $1.05 per unit, each unit consisted of one share of common stock and a warrant to purchase one share of common stock.
F2 Includes 18,000 shares that will be issued over time upon the vesting and settlement of restricted stock unit awards.